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Name Holding Trade Value Shares
Change 		Change in
Stake
CFS
801
Community Financial System
New York
$58K – – –
NCMG
802
NCM Capital Management Group
North Carolina
$57K – – –
TSW
803
Thompson Siegel & Walmsley
Virginia
$57K – – –
CFA
804
Carroll Financial Associates
North Carolina
$56K – – –
MUMSS
805
Mitsubishi UFJ Morgan Stanley Securities
Japan
$53K +$47.1K +310 +1,550%
RFS
806
Rockefeller Financial Services
New York
$49K -$3.49K -23 -7%
RNS
807
Robert N. Shapiro
$49K – – –
CAW
808
Cornerstone Advisors (Washington)
Washington
$47K -$759 -5 -2%
OCM
809
One Capital Management
California
$44K +$41.8K +275 New
EFSCE
810
Enterprise Financial Services Corp (EFSC)
Missouri
$43K -$3.19K -21 -7%
TDC
811
Thompson Davis & Co
Virginia
$42K +$1.52K +10 +4%
BBHC
812
Brown Brothers Harriman & Co
New York
$40K -$30.4K -200 -44%
BRWM
813
B. Riley Wealth Management
Tennessee
$39K -$60K -395 -62%
DSC
814
Duncker Streett & Co
Missouri
$39K – – –
PMFA
815
Plante Moran Financial Advisors
Michigan
$39K +$2.43K +16 +7%
MPWT
816
MassMutual Private Wealth & Trust
Connecticut
$35.5K +$28.9K +190 +633%
CAL
817
Capital Advisors Ltd
Ohio
$34K – – –
HPBT
818
High Point Bank & Trust
North Carolina
$33K +$30.7K +202 New
MHS
819
M Holdings Securities
Oregon
$33K +$38K +250 New
HCM
820
Highlander Capital Management
New Jersey
$32.3K – – –
NC
821
NewSquare Capital
Pennsylvania
$32K -$45.6K -300 -60%
FIG
822
Fusion Investment Group
Pennsylvania
$32K -$15.2K -100 -33%
GGPS
823
Gary Goldberg Planning Services
New York
$32K – – –
GAM
824
Gemmer Asset Management
California
$32K – – –
ZTNA
825
Zions Trust National Association
Utah
$32K – – –
31 32
33
34 35