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Name Holding Trade Value Shares
Change
Change in
Stake
GWM
526
Gupta Wealth Management
California
$7K +$7.33K +740 New
S
527
SignatureFD
Georgia
$7K +$7.49K +756 New
TSU
528
TD Securities (USA)
New York
$6K -$4.36M -439,732 -100%
TWA
529
TCI Wealth Advisors
Arizona
$6K +$5.71K +576 +2,057%
AA
530
ALPS Advisors
Colorado
$5.23K +$74.4K +7,504 +15%
EWM
531
Edge Wealth Management
New York
$5K
P
532
Palladiem
Pennsylvania
$5K
CBT
533
Central Bank & Trust
Kentucky
$5K +$2.54K +256 +86%
VIA
534
Vident Investment Advisory
Georgia
$5K +$2.62K +264 +79%
AWM
535
AllSquare Wealth Management
New York
$5K +$5.39K +544 New
MPWT
536
MassMutual Private Wealth & Trust
Connecticut
$4.76K +$4.2K +424 New
RWM
537
Raffa Wealth Management
District of Columbia
$4.06K
EFSCE
538
Enterprise Financial Services Corp (EFSC)
Missouri
$2K -$1.47K -148 -37%
FMII
539
Farmers & Merchants Investments Inc
Nebraska
$2K
TFO
540
Tarbox Family Office
California
$2K
GXMC
541
Global X Management Company
New York
$2K +$198 +20 +14%
ZB
542
Zions Bancorporation
Utah
$2K +$1.71K +172 New
NMIS
543
Northwestern Mutual Investment Services
Wisconsin
$2K +$2.7K +272 New
AA
544
Apriem Advisors
California
$1K
SA
545
SRH Advisors
Kansas
$1K
Nuveen
546
Nuveen
North Carolina
$645 -$17.2K -1,736 -2%
O
547
OppenheimerFunds
New York
-$60.5M -5,733,240 Closed
CCM
548
Cornerstone Capital Management
Minnesota
-$51.9M -4,918,460 Closed
WI
549
WBI Investments
New Jersey
-$33.4M -3,171,348 Closed
CA
550
Cortland Associates
Missouri
-$17.5M -1,660,592 Closed