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iShares Fallen Angels USD Bond ETF
FALN

Name Holding Trade Value Shares
Change 		Change in
Stake
GSEP
301
Golden State Equity Partners
California
– -$1.06M -39,737 Closed
SC
302
Sierra Capital
Florida
– -$833K -31,185 Closed
MFG
303
Merit Financial Group
Georgia
– -$767K -28,718 Closed
DCU
304
Dara Capital US
Florida
– -$704K -26,335 Closed
IMT
305
Investment Management Trust
Massachusetts
– -$542K -20,281 Closed
WB
306
WesBanco Bank
West Virginia
– -$534K -20,000 Closed
TSS
307
Two Sigma Securities
New York
– -$410K -15,350 Closed
PFG
308
PAX Financial Group
Texas
– -$364K -13,638 Closed
RFA
309
Reyes Financial Architecture
California
– -$277K -10,361 Closed
NAM
310
NTV Asset Management
West Virginia
– -$222K -8,300 Closed
AW
311
Alteri Wealth
California
– -$218K -8,144 Closed
RFP
312
Root Financial Partners
California
– -$173K -6,477 Closed
AGWCA
313
Annis Gardner Whiting Capital Advisors
Florida
– -$169K -6,341 Closed
SIS
314
Sound Income Strategies
Florida
– -$88.8K -3,321 Closed
KCM
315
KM Capital Management
Texas
– -$68.3K -2,533 Closed
GSWM
316
Golden State Wealth Management
California
– -$43.6K -1,631 Closed
RWM
317
RMG Wealth Management
Wisconsin
– -$31.3K -1,157 Closed
WP
318
WealthShield Partners
North Carolina
– -$30.7K -1,150 Closed
WG
319
Wellington Group
Indiana
– -$26.2K -979 Closed
CT
320
Caldwell Trust
Florida
– -$22.7K -850 Closed
MCM
321
MAI Capital Management
Ohio
– -$22.4K -839 Closed
DWP
322
Destiny Wealth Partners
Florida
– -$11.5K -431 Closed
BIA
323
Bell Investment Advisors
California
– -$11K -410 Closed
MWA
324
Merkkuri Wealth Advisors
New York
– -$7.88K -295 Closed
AF
325
Advisornet Financial
Minnesota
– -$7.4K -277 Closed
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