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EXL Service

Name Holding Trade Value Shares
Change
Change in
Stake
FFM
501
Forum Financial Management
Illinois
– -$209K -4,417 Closed
MWM
502
Mindset Wealth Management
Indiana
– -$208K -4,406 Closed
VFA
503
Values First Advisors
Tennessee
– -$203K -4,306 Closed
CAPTRUST Financial Advisors
504
CAPTRUST Financial Advisors
North Carolina
– -$201K -4,253 Closed
CCM
505
Coldstream Capital Management
Washington
– -$142K -3,002 Closed
UFF
506
USA Financial Formulas
Michigan
– -$116K -2,456 Closed
JFGIW
507
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$90.9K -1,925 Closed
MAM
508
Morse Asset Management
Connecticut
– -$79.5K -1,685 Closed
SIS
509
Strategic Investment Solutions
Illinois
– -$76.9K -1,629 Closed
Optiver Holding
510
Optiver Holding
Netherlands
– -$38.7K -819 Closed
MG
511
Mather Group
Illinois
– -$26.8K -567 Closed
WF
512
Wayfinding Financial
Washington
– -$20K -439 Closed
RIL
513
Rothschild Investment LLC
Illinois
– -$13K -275 Closed
Amundi
514
Amundi
France
– -$9.77K -212 Closed
MEG
515
Millstone Evans Group
Colorado
– -$5.71K -121 Closed
SIM
516
Synergy Investment Management
Florida
– -$4.72K -100 Closed
Group One Trading
517
Group One Trading
Illinois
– -$4.11K -90 Closed
VWWMG
518
Vermillion & White Wealth Management Group
Pennsylvania
– -$3.87K -82 Closed
HWP
519
Highline Wealth Partners
California
– -$2.88K -61 Closed
SC
520
Stephens Consulting
Michigan
– -$2.36K -50 Closed
CA
521
Continuum Advisory
Idaho
– -$1.84K -39 Closed
PPC
522
Park Place Capital
Alabama
– -$1.56K -33 Closed
GFPC
523
Global Financial Private Client
Florida
– -$1.37K -29 Closed
SPIA
524
Steward Partners Investment Advisory
New York
– -$1.04K -22 Closed
CFO
525
CVA Family Office
Colorado
– -$519 -11 Closed