|
126
|
|
$6K
|
–
|
–
|
–
|
|
|
127
|
People's United Financial
Bridgeport,
Connecticut
|
$5K
|
–
|
–
|
–
|
|
|
128
|
Royal Fund Management
Lady Lake,
Florida
|
$5K
|
+$5.23K
|
+633
|
New
|
|
|
129
|
|
$4K
|
-$52.9K
|
-6,406
|
-93%
|
|
|
130
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$3K
|
–
|
–
|
–
|
|
|
131
|
Bruderman Asset Management
Locust Valley,
New York
|
$2K
|
–
|
–
|
–
|
|
|
132
|
Pointe Capital Management
Grosse Pointe Farms,
Michigan
|
–
|
-$3.65M
|
-420,925
|
Closed
|
|
|
133
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$346K
|
-39,908
|
Closed
|
|
|
134
|
Hollencrest Capital Management
Newport Beach,
California
|
–
|
-$316K
|
-36,351
|
Closed
|
|
|
135
|
InterOcean Capital
Chicago,
Illinois
|
–
|
-$293K
|
-33,700
|
Closed
|
|
|
136
|
Naples Global Advisors
Naples,
Florida
|
–
|
-$199K
|
-22,892
|
Closed
|
|
|
137
|
Van Strum & Towne
San Francisco,
California
|
–
|
-$174K
|
-20,000
|
Closed
|
|
|
138
|
Northern Trust
Chicago,
Illinois
|
–
|
-$130K
|
-14,962
|
Closed
|
|
|
139
|
|
–
|
-$129K
|
-14,900
|
Closed
|
|
|
140
|
Virtu KCG Holdings
New York
|
–
|
-$94K
|
-10,793
|
Closed
|
|
|
141
|
Regent Investment Management
Louisville,
Kentucky
|
–
|
-$91K
|
-10,500
|
Closed
|
|
|
142
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
–
|
-$47K
|
-5,470
|
Closed
|
|
|
143
|
Evercore Wealth Management
New York
|
–
|
-$43K
|
-5,000
|
Closed
|
|
|
144
|
Tower Research Capital (TRC)
New York
|
–
|
-$17K
|
-1,972
|
Closed
|
|
|
145
|
Klingman & Associates
New York
|
–
|
-$9K
|
-983
|
Closed
|
|
|
146
|
BlackRock Investment Management
Wilmington,
Delaware
|
–
|
+$207
|
+25
|
New
|
|
