|
126
|
Winfield Associates
Cleveland,
Ohio
|
$2K
|
+$1.65K
|
+300
|
New
|
|
|
127
|
Polaris Wealth Advisory Group
San Rafael,
California
|
$1K
|
+$931
|
+169
|
New
|
|
|
128
|
MSI Financial Services
Springfield,
Massachusetts
|
$1K
|
+$1.1K
|
+200
|
New
|
|
|
129
|
Vantage Investment Advisors
State College,
Pennsylvania
|
$1K
|
+$1.1K
|
+200
|
New
|
|
|
130
|
BVF Inc
San Francisco,
California
|
–
|
-$14.6M
|
-2,502,256
|
Closed
|
|
|
131
|
|
–
|
-$794K
|
-136,508
|
Closed
|
|
|
132
|
Zurich Cantonal Bank
Zurich,
Switzerland
|
–
|
-$582K
|
-100,000
|
Closed
|
|
|
133
|
|
–
|
-$472K
|
-81,228
|
Closed
|
|
|
134
|
Integre Asset Management
New York
|
–
|
-$431K
|
-74,081
|
Closed
|
|
|
135
|
SG Americas Securities
New York
|
–
|
-$193K
|
-33,154
|
Closed
|
|
|
136
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$193K
|
-33,100
|
Closed
|
|
|
137
|
|
–
|
-$144K
|
-24,751
|
Closed
|
|
|
138
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$87K
|
-18,043
|
Closed
|
|
|
139
|
Russell Frank Company
Seattle,
Washington
|
–
|
-$100K
|
-17,133
|
Closed
|
|
|
140
|
Baillie Gifford & Co
Edinburgh,
United Kingdom
|
–
|
-$93K
|
-15,912
|
Closed
|
|
|
141
|
World Asset Management
Detroit,
Michigan
|
–
|
-$80K
|
-13,677
|
Closed
|
|
|
142
|
Quantitative Investment Management
Charlottesville,
Virginia
|
–
|
-$64K
|
-11,100
|
Closed
|
|
|
143
|
Brown Brothers Harriman & Co
New York
|
–
|
-$52K
|
-9,000
|
Closed
|
|
|
144
|
Tower Research Capital (TRC)
New York
|
–
|
-$36K
|
-6,103
|
Closed
|
|
|
145
|
Tradewinds Capital Management
Bellingham,
Washington
|
–
|
+$193
|
+35
|
New
|
|
