|
101
|
First Command Bank
Fort Worth,
Texas
|
$1K
|
–
|
–
|
–
|
|
|
102
|
First Command Financial Services
Fort Worth,
Texas
|
$1K
|
–
|
–
|
–
|
|
|
103
|
Harvest Group Wealth Management
Waltham,
Massachusetts
|
$1K
|
–
|
–
|
–
|
|
|
104
|
Asset Advisors Investment Management
Augusta,
Georgia
|
$1K
|
+$749
|
+20
|
New
|
|
|
105
|
M&T Bank
Buffalo,
New York
|
–
|
-$1.86M
|
-56,199
|
Closed
|
|
|
106
|
Qube Research & Technologies (QRT)
London,
United Kingdom
|
–
|
-$1.66M
|
-49,997
|
Closed
|
|
|
107
|
Freestone Capital Holdings
Seattle,
Washington
|
–
|
-$1.44M
|
-43,339
|
Closed
|
|
|
108
|
Bank of New York Mellon
New York
|
–
|
-$782K
|
-23,621
|
Closed
|
|
|
109
|
Continuum Advisory
Eagle,
Idaho
|
–
|
-$653K
|
-20,318
|
Closed
|
|
|
110
|
Hancock Whitney
Gulfport,
Mississippi
|
–
|
-$660K
|
-19,939
|
Closed
|
|
|
111
|
Berman Capital Advisors
Atlanta,
Georgia
|
–
|
-$502K
|
-15,182
|
Closed
|
|
|
112
|
Ballentine Partners
Waltham,
Massachusetts
|
–
|
-$419K
|
-12,665
|
Closed
|
|
|
113
|
Sage Financial Group
W. Conshohocken,
Pennsylvania
|
–
|
-$399K
|
-12,045
|
Closed
|
|
|
114
|
Renaissance Technologies
New York
|
–
|
-$341K
|
-10,300
|
Closed
|
|
|
115
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$263K
|
-7,936
|
Closed
|
|
|
116
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$234K
|
-7,056
|
Closed
|
|
|
117
|
Wealthcare Capital Management
Richmond,
Virginia
|
–
|
-$116K
|
-3,508
|
Closed
|
|
|
118
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
–
|
-$42K
|
-1,261
|
Closed
|
|
|
119
|
Advisory Alpha
Holland,
Michigan
|
–
|
-$15.7K
|
-442
|
Closed
|
|
|
120
|
Golden State Wealth Management
Santa Ana,
California
|
–
|
-$12K
|
-375
|
Closed
|
|
|
121
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
–
|
-$7K
|
-197
|
Closed
|
|
|
122
|
Affiance Financial
St. Louis Park,
Minnesota
|
–
|
-$6K
|
-170
|
Closed
|
|
|
123
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$3.11K
|
-83
|
-93%
|
|
|
124
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$1.61K
|
-43
|
-88%
|
|
