|
201
|
Destination Wealth Management
Walnut Creek,
California
|
–
|
-$250K
|
-9,530
|
Closed
|
|
|
202
|
Barings
Charlotte,
North Carolina
|
–
|
-$224K
|
-8,700
|
Closed
|
|
|
203
|
VSR Financial Services
Overland Park,
Kansas
|
–
|
-$207K
|
-8,056
|
Closed
|
|
|
204
|
Cerity Partners OCIO
New York
|
–
|
-$201K
|
-7,812
|
Closed
|
|
|
205
|
|
–
|
-$101K
|
-3,919
|
Closed
|
|
|
206
|
American International Group
New York
|
–
|
-$95K
|
-3,728
|
Closed
|
|
|
207
|
Cordasco Financial Network
Naples,
Florida
|
–
|
-$44K
|
-1,700
|
Closed
|
|
|
208
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$26K
|
-999
|
Closed
|
|
|
209
|
Checchi Capital Advisers
Beverly Hills,
California
|
–
|
-$16.8K
|
-656
|
-100%
|
|
|
210
|
Hanson & Doremus Investment Management
Burlington,
Vermont
|
–
|
-$15K
|
-564
|
Closed
|
|
|
211
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$10K
|
-350
|
Closed
|
|
|
212
|
High Falls Advisors
Rochester,
New York
|
–
|
-$5K
|
-200
|
Closed
|
|
|
213
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$5K
|
-176
|
Closed
|
|
