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East-West Bancorp

Name Holding Trade Value Shares
Change
Change in
Stake
CFA
376
Carroll Financial Associates
North Carolina
$4K +$873 +12 +29%
BCWM
377
Bartlett & Co Wealth Management
Ohio
$3.49K +$3.27K +45 New
SSB
378
Sandy Spring Bank
Maryland
$3K – – –
BC
379
Bartlett & Co
Ohio
$3K +$3.27K +45 New
IA
380
IFP Advisors
Florida
$2K – – –
LF
381
Lee Financial
Texas
$2K – – –
OSNBOA
382
Old Second National Bank of Aurora
Illinois
$2K +$1.89K +26 New
RWM
383
Raffa Wealth Management
District of Columbia
$1.24K – – –
Koshinski Asset Management
384
Koshinski Asset Management
Illinois
$1.16K +$1.09K +15 New
BBHC
385
Brown Brothers Harriman & Co
New York
$1K – – –
PWMG
386
Prestige Wealth Management Group
New Jersey
$1K – – –
FHA
387
First Horizon Advisors
Tennessee
$1K +$800 +11 New
BIA
388
Bell Investment Advisors
California
$1K +$873 +12 New
DOA
389
D'Orazio & Associates
Virginia
$1K +$1.09K +15 New
KFI
390
Key Financial Inc
Pennsylvania
$1K +$1.31K +18 New
CBT
391
Capital Bank & Trust
California
– -$4.04M -56,419 Closed
Assenagon Asset Management
392
Assenagon Asset Management
Luxembourg
– -$3.56M -49,644 Closed
Commonwealth Equity Services
393
Commonwealth Equity Services
Massachusetts
– -$3.56M -49,618 Closed
Nomura Holdings
394
Nomura Holdings
Japan
– -$3.16M -44,005 Closed
WAS
395
WESPAC Advisors SoCal
California
– -$1.43M -20,000 Closed
MGIM
396
M&G Investment Management
United Kingdom
– -$1.39M -19,241 Closed
SIM
397
SummerHaven Investment Management
Connecticut
– -$893K -12,454 Closed
HAG
398
HighPoint Advisor Group
Illinois
– -$842K -11,743 Closed
Natixis Advisors
399
Natixis Advisors
Massachusetts
– -$775K -10,808 Closed
CIM
400
Chiron Investment Management
New York
– -$755K -10,527 Closed