|
126
|
National Planning Corporation
El Segundo,
California
|
–
|
-$188K
|
-12,930
|
Closed
|
|
|
127
|
CTC Alternative Strategies
Chicago,
Illinois
|
–
|
-$162K
|
-11,273
|
Closed
|
|
|
128
|
Seizert Capital Partners
Birmingham,
Michigan
|
–
|
-$151K
|
-10,528
|
Closed
|
|
|
129
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$144K
|
-10,000
|
Closed
|
|
|
130
|
Dialectic Capital Management
Norwalk,
Connecticut
|
–
|
-$144K
|
-10,000
|
Closed
|
|
|
131
|
BNP Paribas Financial Markets
Paris,
France
|
–
|
-$119K
|
-8,263
|
Closed
|
|
|
132
|
Westport Resources Management
Westport,
Connecticut
|
–
|
-$99K
|
-6,900
|
Closed
|
|
|
133
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$27K
|
-1,900
|
Closed
|
|
|
134
|
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
|
–
|
-$15K
|
-1,016
|
Closed
|
|
|
135
|
City Holding Co
Charleston,
West Virginia
|
–
|
-$10K
|
-707
|
Closed
|
|
|
136
|
Efficient Market Advisors
San Diego,
California
|
–
|
-$9K
|
-648
|
Closed
|
|
|
137
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$185
|
-13
|
-72%
|
|
|
138
|
Managed Account Advisors
Jersey City,
New Jersey
|
–
|
+$512
|
+36
|
New
|
|
