|
76
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
$20K
|
–
|
–
|
–
|
|
|
77
|
Sandy Spring Bank
Olney,
Maryland
|
$20K
|
–
|
–
|
–
|
|
|
78
|
|
$19K
|
–
|
–
|
–
|
|
|
79
|
Westport Resources Management
Westport,
Connecticut
|
$19K
|
–
|
–
|
–
|
|
|
80
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$15K
|
-$731K
|
-40,099
|
-98%
|
|
|
81
|
Focused Wealth Management
Newburgh,
New York
|
$14K
|
+$328
|
+18
|
+3%
|
|
|
82
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$9K
|
+$8.45K
|
+464
|
New
|
|
|
83
|
Hudock Inc
Williamsport,
Pennsylvania
|
$3K
|
–
|
–
|
–
|
|
|
84
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$2.23M
|
-115,116
|
Closed
|
|
|
85
|
Virtu KCG Holdings
New York
|
–
|
-$1.33M
|
-69,005
|
Closed
|
|
|
86
|
SG Americas Securities
New York
|
–
|
-$773K
|
-39,976
|
Closed
|
|
|
87
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
–
|
-$386K
|
-19,960
|
Closed
|
|
|
88
|
|
–
|
-$327K
|
-16,900
|
Closed
|
|
|
89
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$309K
|
-15,939
|
Closed
|
|
|
90
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$214K
|
-11,044
|
Closed
|
|
|
91
|
Bank of New York Mellon
New York
|
–
|
-$208K
|
-10,774
|
Closed
|
|
|
92
|
Ausdal Financial Partners
Davenport,
Iowa
|
–
|
-$43K
|
-2,200
|
Closed
|
|
|
93
|
Kavar Capital Partners Group
Leawood,
Kansas
|
–
|
-$33K
|
-1,725
|
Closed
|
|
|
94
|
Gupta Wealth Management
San Diego,
California
|
–
|
-$33K
|
-1,700
|
Closed
|
|
|
95
|
CPWM LLC
Seattle,
Washington
|
–
|
-$23.7K
|
-1,300
|
-8%
|
|
|
96
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$19K
|
-1,000
|
Closed
|
|
|
97
|
Kingfisher Capital
Charlotte,
North Carolina
|
–
|
-$14K
|
-735
|
Closed
|
|
|
98
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$10K
|
-500
|
Closed
|
|
|
99
|
US Financial Advisors
Braintree,
Massachusetts
|
–
|
-$9K
|
-464
|
Closed
|
|
|
100
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
–
|
-$7K
|
-375
|
Closed
|
|
