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Name Holding Trade Value Shares
Change
Change in
Stake
SFS
926
Sunrise Financial Services
Washington
$605 – – –
AWM
927
Activest Wealth Management
Florida
$605 +$580 +7 New
EFMH
928
E Fund Management (HK)
Hong Kong
$519 – – –
NL
929
NorthAvenue LLC
Ohio
$519 – – –
SIC
930
Salem Investment Counselors
North Carolina
$519 – – –
SWAG
931
Spectrum Wealth Advisory Group
California
$439 +$414 +5 New
CFD
932
Creative Financial Designs
Indiana
$432 – – –
MWM
933
Mosley Wealth Management
California
$432 +$414 +5 New
M
934
MOTCO
Texas
$432 +$414 +5 New
HIA
935
Harbor Investment Advisory
Maryland
$346 – – –
NWS
936
Nvest Wealth Strategies
Ohio
$346 – – –
T
937
Tidemark
California
$346 – – –
WBC
938
West Branch Capital
Massachusetts
$346 – – –
DF
939
DecisionPoint Financial
Arizona
$345 +$331 +4 New
RWM
940
Raffa Wealth Management
District of Columbia
$259 – – –
HNW
941
High Note Wealth
Minnesota
$173 – – –
QWM
942
Quaker Wealth Management
New Jersey
$87 – – –
MCA
943
Maryland Capital Advisors
Maryland
$87 +$83 +1 New
LSA
944
Leonteq Securities AG
Switzerland
$86 – – –
RS
945
Rakuten Securities
Japan
$86 – – –
DWM
946
Darwin Wealth Management
Florida
$23 – – –
FGP
947
Freestone Grove Partners
California
– -$60.7M -740,962 Closed
BC
948
Brookfield Corp
Ontario, Canada
– -$19.4M -237,114 Closed
ACG
949
Aventail Capital Group
New York
– -$5.12M -62,555 Closed
PCM
950
Polymer Capital Management
New York
– -$2.4M -29,320 Closed