|
101
|
US Bancorp
Minneapolis,
Minnesota
|
$8K
|
–
|
–
|
–
|
|
|
102
|
Certified Advisory Corp
Altamonte Springs,
Florida
|
$7K
|
–
|
–
|
–
|
|
|
103
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$5K
|
–
|
–
|
–
|
|
|
104
|
Sonora Investment Management
Tucson,
Arizona
|
$5K
|
–
|
–
|
–
|
|
|
105
|
Front Row Advisors
Tiburon,
California
|
$4K
|
–
|
–
|
–
|
|
|
106
|
M&R Capital Management
Summit,
New Jersey
|
$4K
|
–
|
–
|
–
|
|
|
107
|
Doliver Advisors
Houston,
Texas
|
–
|
-$1.14M
|
-98,087
|
Closed
|
|
|
108
|
Clough Capital Partners
Boston,
Massachusetts
|
–
|
-$791K
|
-68,361
|
Closed
|
|
|
109
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$428K
|
-37,016
|
Closed
|
|
|
110
|
Weiss Asset Management
Boston,
Massachusetts
|
–
|
-$255K
|
-22,046
|
Closed
|
|
|
111
|
EP Wealth Advisors
Torrance,
California
|
–
|
-$231K
|
-20,000
|
Closed
|
|
|
112
|
|
–
|
-$174K
|
-15,060
|
Closed
|
|
|
113
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
–
|
-$173K
|
-14,927
|
Closed
|
|
|
114
|
Bruderman Asset Management
Locust Valley,
New York
|
–
|
-$106K
|
-9,163
|
Closed
|
|
|
115
|
IHT Wealth Management
Chicago,
Illinois
|
–
|
-$71K
|
-6,261
|
Closed
|
|
|
116
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$65K
|
-5,575
|
Closed
|
|
|
117
|
Polaris Wealth Advisory Group
San Rafael,
California
|
–
|
-$28K
|
-2,406
|
Closed
|
|
|
118
|
AlphaMark Advisors
Ft. Wright,
Kentucky
|
–
|
-$6K
|
-500
|
Closed
|
|
|
119
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
+$12
|
+1
|
New
|
|
