|
126
|
Siena Capital
Cincinnati,
Ohio
|
–
|
-$221K
|
-19,750
|
Closed
|
|
|
127
|
Spire Wealth Management
Mclean,
Virginia
|
–
|
-$155K
|
-13,845
|
Closed
|
|
|
128
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
–
|
-$154K
|
-13,733
|
Closed
|
|
|
129
|
Hendershot Investments
Centreville,
Virginia
|
–
|
-$146K
|
-13,021
|
Closed
|
|
|
130
|
Sentinel Pension Advisors
Wakefield,
Massachusetts
|
–
|
-$134K
|
-12,000
|
Closed
|
|
|
131
|
AE Wealth Management
Topeka,
Kansas
|
–
|
-$130K
|
-11,586
|
Closed
|
|
|
132
|
Focus Partners Advisor Solutions
Saint Louis,
Missouri
|
–
|
-$128K
|
-11,466
|
Closed
|
|
|
133
|
Jones Financial Companies
Des Peres,
Missouri
|
–
|
-$64K
|
-5,695
|
Closed
|
|
|
134
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$3.95M
|
-4,150
|
Closed
|
|
|
135
|
Stonebridge Financial Planning Group
Orlando,
Florida
|
–
|
-$15K
|
-1,500
|
Closed
|
|
|
136
|
Accel Wealth Management
Waverly,
Iowa
|
–
|
-$14K
|
-1,250
|
Closed
|
|
|
137
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$11K
|
-995
|
Closed
|
|
|
138
|
Wagner Wealth Management (South Carolina)
Greenville,
South Carolina
|
–
|
-$7K
|
-666
|
Closed
|
|
|
139
|
Snowden Capital Advisors
New York
|
–
|
-$6K
|
-600
|
Closed
|
|
|
140
|
Tower Research Capital (TRC)
New York
|
–
|
-$7K
|
-585
|
Closed
|
|
|
141
|
Widmann Financial Services
Bowie,
Maryland
|
–
|
-$6K
|
-550
|
Closed
|
|
|
142
|
Confluence Wealth Services
Mcmurray,
Pennsylvania
|
–
|
-$5K
|
-500
|
Closed
|
|
|
143
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
–
|
-$1K
|
-78
|
Closed
|
|
|
144
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$10
|
+1
|
New
|
|
