|
76
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$5K
|
+$4.75K
|
+294
|
New
|
|
|
77
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$4K
|
–
|
–
|
–
|
|
|
78
|
Golden State Wealth Management
Santa Ana,
California
|
$3K
|
–
|
–
|
–
|
|
|
79
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$3.23M
|
-201,107
|
Closed
|
|
|
80
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$2.08M
|
-129,835
|
Closed
|
|
|
81
|
Beacon Pointe Advisors
Newport Beach,
California
|
–
|
-$1.77M
|
-110,000
|
Closed
|
|
|
82
|
1832 Asset Management
Toronto,
Ontario, Canada
|
–
|
-$798K
|
-50,000
|
Closed
|
|
|
83
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$625K
|
-38,968
|
Closed
|
|
|
84
|
Inscription Capital
Houston,
Texas
|
–
|
-$366K
|
-23,500
|
Closed
|
|
|
85
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$201K
|
-12,527
|
Closed
|
|
|
86
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$167K
|
-10,417
|
Closed
|
|
|
87
|
Essex Savings Bank
Essex,
Connecticut
|
–
|
-$48K
|
-3,000
|
Closed
|
|
|
88
|
SevenBridge Financial Group
Harrisburg,
Pennsylvania
|
–
|
-$23K
|
-1,431
|
Closed
|
|
|
89
|
Capital Analysts LLC
Fort Washington,
Pennsylvania
|
–
|
-$20K
|
-1,253
|
Closed
|
|
|
90
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$13K
|
-825
|
Closed
|
|
|
91
|
OneDigital Investment Advisors
Overland Park,
Kansas
|
–
|
-$12K
|
-750
|
Closed
|
|
|
92
|
|
–
|
-$9K
|
-554
|
Closed
|
|
