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Empire State Realty Trust

114 hedge funds and large institutions have $1.38B invested in Empire State Realty Trust in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 49 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 28

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

3% more funds holding

Funds holding: 111114 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.71% less ownership

Funds ownership: 97.17%96.46% (-0.71%)

2% less capital invested

Capital invested by funds: $1.41B → $1.38B (-$26.4M)

Holders
114
Holders Change
+3
Holders Change %
+2.7%
% of All Funds
3.29%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
17
Increased
49
Reduced
28
Closed
13
Calls
$74K
Puts
Net Calls
+$74K
Net Calls Change
+$16K
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
76
First Trust Advisors
Illinois
$420K -$35.8K -2,409 -8%
Principal Financial Group
77
Principal Financial Group
Iowa
$419K +$412K +27,728 New
Thrivent Financial for Lutherans
78
Thrivent Financial for Lutherans
Minnesota
$397K +$103K +6,900 +36%
U
79
UBS
Switzerland
$396K -$6.43K -432 -2%
Barclays
80
Barclays
United Kingdom
$392K -$4.8K -323 -1%
Nomura Asset Management
81
Nomura Asset Management
Japan
$381K +$19.3K +1,300 +5%
Macquarie Group
82
Macquarie Group
Australia
$370K
RJA
83
Raymond James & Associates
Florida
$351K +$14.7K +987 +4%
MTB
84
Mizuho Trust & Banking
Japan
$280K +$276K +18,556 New
GMIM
85
General Motors Investment Management
New York
$259K +$255K +17,135 New
GLRA
86
Gerald L. Ray & Associates
Texas
$254K
SMDAM
87
Sumitomo Mitsui DS Asset Management
Japan
$253K -$53.6K -3,600 -18%
SG Americas Securities
88
SG Americas Securities
New York
$244K +$47.9K +3,220 +25%
Citigroup
89
Citigroup
New York
$221K -$456K -30,655 -68%
CIBC Asset Management
90
CIBC Asset Management
Ontario, Canada
$212K +$31.9K +2,146 +18%
GCP
91
GSA Capital Partners
United Kingdom
$205K +$202K +13,600 New
T. Rowe Price Associates
92
T. Rowe Price Associates
Maryland
$201K
Jane Street
93
Jane Street
New York
$201K +$198K +13,328 New
PAM
94
Princeton Alpha Management
New Jersey
$183K +$180K +12,101 New
Credit Agricole
95
Credit Agricole
France
$116K -$471K -31,686 -80%
TRCT
96
Tower Research Capital (TRC)
New York
$104K +$102K +6,865 New
Mitsubishi UFJ Asset Management
97
Mitsubishi UFJ Asset Management
Japan
$100K +$10.4K +700 +12%
BJ
98
BlackRock Japan
Japan
$91K -$18.7K -1,259 -17%
WRM
99
Westport Resources Management
Connecticut
$76K
Bank of Montreal
100
Bank of Montreal
Ontario, Canada
$53K

ESRT Hedge Fund Activity: Q1 2014 in Review

114 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Trust (ESRT) for Q1 2014, worth a combined $1.38B — down 1.9% from $1.41B a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new ESRT positions and 13 closed out — a net gain of 4 holders — while 49 added to existing stakes and 28 trimmed.

The largest buyer was Invesco, adding an estimated $28.6M. The largest seller was Lasalle Investment Management Securities, exiting entirely with an estimated $31.8M sold.

  • 114 institutional investors held Empire State Realty Trust (ESRT) as of Q1 2014, up from 111 in Q4 2013.
  • Funds reported $1.38B of Empire State Realty Trust stock for Q1 2014, down 1.9% quarter-over-quarter.
  • 17 funds opened new Empire State Realty Trust positions in Q1 2014 and 13 closed out, a net change of +4 holders.
  • The largest Empire State Realty Trust buyer in Q1 2014 was Invesco, an estimated $28.6M added.
  • The largest Empire State Realty Trust seller in Q1 2014 was Lasalle Investment Management Securities, an estimated $31.8M sold.

Based on aggregated 13F filings for Q1 2014.