|
776
|
TS Financial Group (TSFG)
Lake Forest,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
777
|
Financial Life Planners
Tempe,
Arizona
|
$887
|
+$840
|
+6
|
New
|
|
|
778
|
SBI Securities
Tokyo,
Japan
|
$874
|
-$420
|
-3
|
-33%
|
|
|
779
|
MASECO Private Wealth
London,
|
$146
|
+$140
|
+1
|
New
|
|
|
780
|
DOHJ LLC
Seattle,
Washington
|
–
|
-$16.7M
|
-143,048
|
Closed
|
|
|
781
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
–
|
-$13.5M
|
-100,000
|
Closed
|
|
|
782
|
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
|
–
|
-$4.25M
|
-31,431
|
Closed
|
|
|
783
|
Flow Traders U.S.
New York
|
–
|
-$2M
|
-14,786
|
Closed
|
|
|
784
|
Summit X LLC
Chesterfield,
Missouri
|
–
|
-$1.78M
|
-13,124
|
Closed
|
|
|
785
|
GTS Securities
Miami,
Florida
|
–
|
-$1.02M
|
-7,513
|
Closed
|
|
|
786
|
Mount Yale Investment Advisors
Denver,
Colorado
|
–
|
-$675K
|
-4,987
|
Closed
|
|
|
787
|
Arcadia Wealth Management (New Hampshire)
Manchester,
New Hampshire
|
–
|
-$587K
|
-4,339
|
Closed
|
|
|
788
|
Financial Advocates Investment Management
Olympia,
Washington
|
–
|
-$307K
|
-3,004
|
Closed
|
|
|
789
|
PGIM Custom Harvest
Newark,
New Jersey
|
–
|
-$405K
|
-2,994
|
Closed
|
|
|
790
|
Advus Financial Partners
Winter Park,
Florida
|
–
|
-$364K
|
-2,694
|
Closed
|
|
|
791
|
Freedom Investment Management
Hartford,
Connecticut
|
–
|
-$342K
|
-2,529
|
Closed
|
|
|
792
|
Arax Advisory Partners
Denver,
Colorado
|
–
|
-$318K
|
-2,353
|
Closed
|
|
|
793
|
Tradewinds LLC
Raleigh,
North Carolina
|
–
|
-$318K
|
-2,347
|
Closed
|
|
|
794
|
Rede Wealth
Charlottesville,
Virginia
|
–
|
-$306K
|
-2,261
|
Closed
|
|
|
795
|
Curtis Advisory Group
Santa Barbara,
California
|
–
|
-$281K
|
-2,077
|
Closed
|
|
|
796
|
Diversify Wealth Management
Sandy,
Utah
|
–
|
-$286K
|
-2,033
|
Closed
|
|
|
797
|
Jefferies Financial Group
New York
|
–
|
-$261K
|
-1,927
|
Closed
|
|
|
798
|
Black Diamond Financial
Towson,
Maryland
|
–
|
-$256K
|
-1,893
|
Closed
|
|
|
799
|
Elevation Capital Advisory
Bend,
Oregon
|
–
|
-$244K
|
-1,802
|
Closed
|
|
|
800
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$243K
|
-1,798
|
Closed
|
|
