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iShares ESG Aware MSCI USA ETF
ESGU

553 hedge funds and large institutions have $18.1B invested in iShares ESG Aware MSCI USA ETF in 2021 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 320 increasing their positions, 91 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

252% more repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 91

218% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $15.7B → $18.1B (+$2.42B)

13% more funds holding in top 10

Funds holding in top 10: 77 → 87 (+10)

8% more funds holding

Funds holding: 513 → 553 (+40)

2.24% less ownership

Funds ownership: 85.83% → 83.59% (-2.2%)

Holders
553
Holders Change
+40
Holders Change %
+7.8%
% of All Funds
9.68%
Holding in Top 10
87
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+12.99%
% of All Funds
1.52%
New
70
Increased
320
Reduced
91
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.02B
2
LPL Financial
LPL Financial
California
+$272M
3
MB
Mizuho Bank
Japan
+$203M
4
Morgan Stanley
Morgan Stanley
New York
+$135M
5
BlackRock
BlackRock
New York
+$131M

Top Sellers

Rank Fund Capital Flow
1
KFS
Kelly Financial Services
Massachusetts
-$133M
2
TAIM
TD Ameritrade Investment Management
Nebraska
-$11.8M
3
T
TRUADVICE
Florida
-$8.89M
4
WP
WealthShield Partners
North Carolina
-$7.3M
5
MA
Mutual Advisors
Nebraska
-$7.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
101
Raymond James & Associates
Florida
$14.7M +$6.59M +65,038 +77%
FT
102
Fiduciary Trust
Massachusetts
$14.6M +$1.02M +10,072 +7%
SXL
103
Summit X LLC
Missouri
$14.6M +$2.02M +19,900 +16%
WA
104
Wealth Alliance
New York
$14.5M +$5.41M +53,378 +57%
VHAM
105
Van Hulzen Asset Management
California
$14.4M +$1.23M +12,134 +9%
SCA
106
Snowden Capital Advisors
New York
$14.4M +$1M +9,888 +7%
RCS
107
Retirement Capital Strategies
California
$14M +$13.4M +132,213 +1,293%
BHWM
108
Bay Harbor Wealth Management
Maryland
$13.9M +$2.2M +21,705 +18%
DE
109
Day & Ennis
Georgia
$13.5M +$860K +8,489 +7%
TAIM
110
TD Ameritrade Investment Management
Nebraska
$13.4M -$11.8M -116,772 -40%
PG
111
Prostatis Group
Maryland
$12.5M +$1.21M +11,899 +10%
TF
112
Trek Financial
Arizona
$12.4M +$3.3M +32,548 +35%
NFG
113
Next Financial Group
Texas
$12.1M +$2.08M +20,544 +20%
AF
114
Advisornet Financial
Minnesota
$11.8M +$1.2M +11,832 +11%
HPWM
115
Highland Private Wealth Management
Washington
$11.6M +$1.19M +11,711 +11%
AAS
116
Avantax Advisory Services
Texas
$11.6M +$3.56M +35,085 +43%
Allianz Asset Management
117
Allianz Asset Management
Germany
$11.4M -$2.03M -20,000 -15%
SWA
118
Stratos Wealth Advisors
Ohio
$11.3M +$1.07M +10,529 +10%
SAMC
119
Spectrum Asset Management (California)
California
$11.1M +$5.09M +50,203 +80%
SPAS
120
Spectrum Planning & Advisory Services
California
$11M +$189K +1,864 +2%
NAG
121
Northstar Advisory Group
New Jersey
$11M +$11.3M +111,694 New
RIA
122
Regal Investment Advisors
Michigan
$11M +$1.81M +17,823 +19%
CA
123
Cetera Advisors
Colorado
$11M +$1.3M +12,876 +13%
NL
124
NWAM LLC
Washington
$10.9M +$62K +612 +0.6%
CWA
125
Clearview Wealth Advisors
Oregon
$10.9M +$259K +2,558 +2%
3 4
5
6 7

ESGU Hedge Fund Activity: Q3 2021 in Review

553 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA ETF (ESGU) for Q3 2021, worth a combined $18.1B — up 15% from $15.7B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new ESGU positions and 22 closed out — a net gain of 48 holders — while 320 added to existing stakes and 91 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $1.02B. The largest seller was Kelly Financial Services, cutting an estimated $133M.

  • 553 institutional investors held iShares ESG Aware MSCI USA ETF (ESGU) as of Q3 2021, up from 513 in Q2 2021.
  • Funds reported $18.1B of iShares ESG Aware MSCI USA ETF stock for Q3 2021, up 15% quarter-over-quarter.
  • 70 funds opened new iShares ESG Aware MSCI USA ETF positions in Q3 2021 and 22 closed out, a net change of +48 holders.
  • The largest iShares ESG Aware MSCI USA ETF buyer in Q3 2021 was Envestnet Asset Management, an estimated $1.02B added.
  • The largest iShares ESG Aware MSCI USA ETF seller in Q3 2021 was Kelly Financial Services, an estimated $133M sold.

Based on aggregated 13F filings for Q3 2021.