|
201
|
Community Financial System
Syracuse,
New York
|
$24K
|
–
|
–
|
–
|
|
|
202
|
D.A. Davidson & Co
Great Falls,
Montana
|
$20K
|
–
|
–
|
–
|
|
|
203
|
Gradient Investments
Arden Hills,
Minnesota
|
$20K
|
–
|
–
|
–
|
|
|
204
|
|
$20K
|
–
|
–
|
–
|
|
|
205
|
Haberer Registered Investment Advisor
Cincinnati,
Ohio
|
$19K
|
-$41K
|
-900
|
-69%
|
|
|
206
|
Manchester Capital Management
Manchester,
Vermont
|
$19K
|
–
|
–
|
–
|
|
|
207
|
SEI Trust Company
Oaks,
Pennsylvania
|
$15K
|
-$9.57K
|
-210
|
-40%
|
|
|
208
|
Carroll Financial Associates
Charlotte,
North Carolina
|
$14K
|
-$11.5K
|
-252
|
-46%
|
|
|
209
|
Strategic Capital Group
Gig Harbor,
Washington
|
$14K
|
–
|
–
|
–
|
|
|
210
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
$12K
|
-$19.6K
|
-431
|
-63%
|
|
|
211
|
Enterprise Financial Services Corp (EFSC)
Clayton,
Missouri
|
$12K
|
+$11.3K
|
+249
|
New
|
|
|
212
|
James Investment Research
Alpha,
Ohio
|
$10K
|
–
|
–
|
–
|
|
|
213
|
Regal Investment Advisors
Kentwood,
Michigan
|
$10K
|
–
|
–
|
–
|
|
|
214
|
Financial Management Professionals
Austin,
Texas
|
$7K
|
–
|
–
|
–
|
|
|
215
|
Whittier Trust
South Pasadena,
California
|
$7K
|
–
|
–
|
–
|
|
|
216
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$7K
|
+$6.65K
|
+146
|
New
|
|
|
217
|
Bessemer Group
Woodbridge,
New Jersey
|
$6K
|
–
|
–
|
–
|
|
|
218
|
JOYN Advisors
Atlanta,
Georgia
|
$6K
|
+$5.92K
|
+130
|
New
|
|
|
219
|
Alexandria Capital
Arlington,
Virginia
|
$2K
|
–
|
–
|
–
|
|
|
220
|
Flow Traders U.S.
New York
|
–
|
-$42.1M
|
-979,201
|
Closed
|
|
|
221
|
First Allied Asset Management
San Diego,
California
|
–
|
-$5.5M
|
-127,886
|
Closed
|
|
|
222
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$3.73M
|
-86,585
|
Closed
|
|
|
223
|
NorthStar Asset Management (Pennsylvania)
Blue Bell,
Pennsylvania
|
–
|
-$3.66M
|
-84,974
|
Closed
|
|
|
224
|
Prudential plc
London, England,
United Kingdom
|
–
|
-$1.83M
|
-42,600
|
Closed
|
|
|
225
|
SG Americas Securities
New York
|
–
|
-$1.73M
|
-40,217
|
Closed
|
|
