|
1126
|
Spectrum Financial Alliance
Nicholasville,
Kentucky
|
–
|
-$100K
|
-4,100
|
Closed
|
|
|
1127
|
Vigilant Capital Management
Portland,
Maine
|
–
|
-$74K
|
-3,000
|
Closed
|
|
|
1128
|
MGO One Seven
Beachwood,
Ohio
|
–
|
-$70K
|
-2,848
|
Closed
|
|
|
1129
|
Perennial Advisors
New York
|
–
|
-$66K
|
-2,676
|
Closed
|
|
|
1130
|
Claro Advisors
Boston,
Massachusetts
|
–
|
-$73K
|
-2,535
|
Closed
|
|
|
1131
|
River Wealth Advisors
Camp Hill,
Pennsylvania
|
–
|
-$59K
|
-2,400
|
Closed
|
|
|
1132
|
Central Bank & Trust
Lexington,
Kentucky
|
–
|
-$30K
|
-1,216
|
Closed
|
|
|
1133
|
Sawyer & Company
Boston,
Massachusetts
|
–
|
-$25K
|
-1,000
|
Closed
|
|
|
1134
|
Nelson Capital Management
Menlo Park,
California
|
–
|
-$23K
|
-920
|
Closed
|
|
|
1135
|
WealthOne
Albany,
New York
|
–
|
-$21K
|
-869
|
Closed
|
|
|
1136
|
Fusion Family Wealth
Woodbury,
New York
|
–
|
-$20K
|
-800
|
Closed
|
|
|
1137
|
Prestige Wealth Management Group
Flemington,
New Jersey
|
–
|
-$18K
|
-716
|
Closed
|
|
|
1138
|
First PREMIER Bank
Sioux Falls,
South Dakota
|
–
|
-$15K
|
-612
|
Closed
|
|
|
1139
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$14K
|
-580
|
Closed
|
|
|
1140
|
Karp Capital Management
Sausalito,
California
|
–
|
-$11K
|
-466
|
Closed
|
|
|
1141
|
AssetMark Inc
Concord,
California
|
–
|
-$10K
|
-400
|
Closed
|
|
|
1142
|
TD Ameritrade Investment Management
Omaha,
Nebraska
|
–
|
-$4K
|
-150
|
Closed
|
|
|
1143
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-80
|
Closed
|
|
|
1144
|
Arrow Financial
Glens Falls,
New York
|
–
|
-$2K
|
-74
|
Closed
|
|
