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Evolus

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
76
Carson Wealth (CWM LLC)
Nebraska
$5K
HF
77
Halpern Financial
Virginia
$4.5K
RCC
78
Red Cedar Capital
Nebraska
$3K
WEC
79
Winslow Evans & Crocker
Massachusetts
$3K
PAG
80
Private Advisor Group
New Jersey
$3K +$2.3K +500 New
BWM
81
BerganKDV Wealth Management
Minnesota
$2K
PNC Financial Services Group
82
PNC Financial Services Group
Pennsylvania
$1K -$230 -50 -33%
CFGS
83
Concourse Financial Group Securities
Alabama
$1K
Daiwa Securities Group
84
Daiwa Securities Group
Japan
$1K
PCM
85
Prelude Capital Management
New York
$1K
SIM
86
Sonora Investment Management
Arizona
$1K
CAPTRUST Financial Advisors
87
CAPTRUST Financial Advisors
North Carolina
$1K +$599 +130 New
TCM
88
Tang Capital Management
California
-$13.7M -3,295,000 Closed
SCM
89
Stonepine Capital Management
Oregon
-$3.42M -822,960 Closed
SFM
90
Sphera Funds Management
Israel
-$2.28M -550,000 Closed
Millennium Management
91
Millennium Management
New York
-$753K -181,418 Closed
PVI
92
Pura Vida Investments
New York
-$651K -141,442 Closed
RA
93
Royce & Associates
New York
-$531K -128,000 Closed
Walleye Capital
94
Walleye Capital
New York
-$276K -66,600 Closed
Swiss National Bank
95
Swiss National Bank
Switzerland
-$188K -45,400 Closed
PCM
96
Palisade Capital Management
New Jersey
-$158K -38,016 Closed
UBS AM
97
UBS AM
Illinois
-$96.3K -23,200 Closed
Simplex Trading
98
Simplex Trading
Illinois
-$107K -23,155 -82%
FFG
99
Frisch Financial Group
New York
-$84K -20,345 Closed
State of Wisconsin Investment Board
100
State of Wisconsin Investment Board
Wisconsin
-$75K -18,000 Closed