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Name Holding Trade Value Shares
Change
Change in
Stake
MCM
301
MV Capital Management
Maryland
$9K – – –
PCM
302
Prelude Capital Management
New York
$8K -$58.1K -750 -88%
CCM
303
Cribstone Capital Management
Maine
$8K +$7.75K +100 New
APA
304
American Portfolios Advisors
New York
$7.62K – – –
FRA
305
Front Row Advisors
California
$7K – – –
FIA
306
FNY Investment Advisers
New York
$6K +$6.2K +80 New
FPFS
307
First Personal Financial Services
North Carolina
$5K -$12.9K -166 -70%
GRP
308
Global Retirement Partners
California
$4K – – –
Parallax Volatility Advisers
309
Parallax Volatility Advisers
California
$3K -$10.5K -136 -80%
First Manhattan
310
First Manhattan
New York
$3K – – –
PA
311
Parallel Advisors
California
$3K – – –
TWA
312
TCI Wealth Advisors
Arizona
$3K +$1.94K +25 +250%
CF
313
Centaurus Financial
California
$3K +$2.79K +36 New
TFS
314
TrustCore Financial Services
Tennessee
$3K +$2.79K +36 New
B
315
Bridgeworth
Alabama
$3K +$3.57K +46 New
AF
316
Allworth Financial
California
$2K – – –
OFW
317
Omnia Family Wealth
Florida
$2K – – –
PMFA
318
Plante Moran Financial Advisors
Michigan
$2K – – –
Carson Wealth (CWM LLC)
319
Carson Wealth (CWM LLC)
Nebraska
$2K +$1.01K +13 +108%
RWM
320
Raffa Wealth Management
District of Columbia
$1.07K – – –
PCG
321
Private Capital Group
Connecticut
$1K – – –
SWM
322
SeaCrest Wealth Management
New York
$1K – – –
AF
323
Advisornet Financial
Minnesota
$1K +$1.08K +14 New
Allianz Asset Management
324
Allianz Asset Management
Germany
– -$30.4M -390,240 Closed
MWNA
325
Marshall Wace North America
New York
– -$27M -345,936 Closed