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Name Holding Trade Value Shares
Change
Change in
Stake
CCM
301
Cribstone Capital Management
Maine
$8K +$7.75K +100 New
APA
302
American Portfolios Advisors
New York
$7.62K
FIA
303
FNY Investment Advisers
New York
$6K +$6.2K +80 New
FPFS
304
First Personal Financial Services
North Carolina
$5K -$12.9K -166 -70%
GRP
305
Global Retirement Partners
California
$4K
Parallax Volatility Advisers
306
Parallax Volatility Advisers
California
$3K -$10.5K -136 -80%
First Manhattan
307
First Manhattan
New York
$3K
PA
308
Parallel Advisors
California
$3K
TWA
309
TCI Wealth Advisors
Arizona
$3K +$1.94K +25 +250%
CF
310
Centaurus Financial
California
$3K +$2.79K +36 New
TFS
311
TrustCore Financial Services
Tennessee
$3K +$2.79K +36 New
B
312
Bridgeworth
Alabama
$3K +$3.57K +46 New
AF
313
Allworth Financial
California
$2K
OFW
314
Omnia Family Wealth
Florida
$2K
PMFA
315
Plante Moran Financial Advisors
Michigan
$2K
Carson Wealth (CWM LLC)
316
Carson Wealth (CWM LLC)
Nebraska
$2K +$1.01K +13 +108%
RWM
317
Raffa Wealth Management
District of Columbia
$1.07K
PCG
318
Private Capital Group
Connecticut
$1K
SWM
319
SeaCrest Wealth Management
New York
$1K
AF
320
Advisornet Financial
Minnesota
$1K +$1.08K +14 New
EMG
321
ETF Managers Group
New Jersey
$76 +$14K +180 +16%
AIL
322
AGF Investments LLC
Ontario, Canada
$17 +$8.68K +112 +100%
FRA
323
Front Row Advisors
California
$7
Allianz Asset Management
324
Allianz Asset Management
Germany
-$30.4M -390,240 Closed
MWNA
325
Marshall Wace North America
New York
-$27M -345,936 Closed