|
326
|
Independence Bank of Kentucky
Owensboro,
Kentucky
|
$2K
|
–
|
–
|
–
|
|
|
327
|
Barclays
London,
United Kingdom
|
$2K
|
+$1.47K
|
+30
|
+250%
|
|
|
328
|
Alpha Omega Wealth Management
Richmond,
Virginia
|
$1K
|
–
|
–
|
–
|
|
|
329
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
330
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$49
|
+1
|
New
|
|
|
331
|
Park Avenue Securities
New York
|
–
|
-$17M
|
-341,935
|
Closed
|
|
|
332
|
Macquarie Group
Sydney, NSW 2000,
Australia
|
–
|
-$5.96M
|
-122,000
|
Closed
|
|
|
333
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$2.44M
|
-49,232
|
Closed
|
|
|
334
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$629K
|
-12,878
|
Closed
|
|
|
335
|
RPG Investment Advisory
Pleasanton,
California
|
–
|
-$589K
|
-12,060
|
Closed
|
|
|
336
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$299K
|
-6,127
|
Closed
|
|
|
337
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$236K
|
-4,818
|
Closed
|
|
|
338
|
Claret Asset Management
Montreal,
Quebec, Canada
|
–
|
-$223K
|
-4,567
|
Closed
|
|
|
339
|
Gofen & Glossberg
Chicago,
Illinois
|
–
|
-$210K
|
-4,295
|
Closed
|
|
|
340
|
Old Port Advisors
Portland,
Maine
|
–
|
-$205K
|
-4,190
|
Closed
|
|
|
341
|
Intellectus Partners
San Francisco,
California
|
–
|
-$124K
|
-2,543
|
Closed
|
|
|
342
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$119K
|
-2,428
|
Closed
|
|
|
343
|
Marino Stram & Associates
Braintree,
Massachusetts
|
–
|
-$107K
|
-2,196
|
Closed
|
|
|
344
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$106K
|
-2,174
|
Closed
|
|
|
345
|
Alera Investment Advisors
Deerfield,
Illinois
|
–
|
-$66K
|
-1,344
|
Closed
|
|
|
346
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$56K
|
-1,154
|
Closed
|
|
|
347
|
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
|
–
|
-$52K
|
-1,061
|
Closed
|
|
|
348
|
|
–
|
-$51K
|
-1,035
|
Closed
|
|
|
349
|
Washington Trust Bank
Spokane,
Washington
|
–
|
-$47K
|
-960
|
Closed
|
|
|
350
|
Roble Belko & Company
Sewickley,
Pennsylvania
|
–
|
-$26K
|
-529
|
Closed
|
|
