|
301
|
NVWM LLC
Yardley,
Pennsylvania
|
$2K
|
–
|
–
|
–
|
|
|
302
|
First Command Advisory Services
Fort Worth,
Texas
|
$1K
|
–
|
–
|
–
|
|
|
303
|
Jacobi Capital Management
Pittston,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
304
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
305
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$79
|
+1
|
New
|
|
|
306
|
AGF Investments Inc
Toronto,
Ontario, Canada
|
–
|
-$13.8M
|
-178,505
|
Closed
|
|
|
307
|
Macquarie Group
Sydney, NSW 2000,
Australia
|
–
|
-$10.2M
|
-131,210
|
Closed
|
|
|
308
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.91M
|
-24,670
|
Closed
|
|
|
309
|
ERn Financial LLC
Middleton,
Wisconsin
|
–
|
-$872K
|
-11,001
|
Closed
|
|
|
310
|
Beacon Pointe Wealth Advisors
Newport Beach,
California
|
–
|
-$600K
|
-7,759
|
Closed
|
|
|
311
|
Lucia Wealth Services
San Diego,
California
|
–
|
-$466K
|
-6,012
|
Closed
|
|
|
312
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$382K
|
-4,934
|
Closed
|
|
|
313
|
Paloma Partners
Greenwich,
Connecticut
|
–
|
-$359K
|
-4,637
|
Closed
|
|
|
314
|
Buckingham Strategic Wealth
Clayton,
Missouri
|
–
|
-$278K
|
-3,595
|
Closed
|
|
|
315
|
Cutler Investment Counsel
Jacksonville,
Oregon
|
–
|
-$274K
|
-3,539
|
Closed
|
|
|
316
|
Johnson Investment Counsel
Cincinnati,
Ohio
|
–
|
-$244K
|
-3,163
|
Closed
|
|
|
317
|
Meitav Investment House
Bene-Beraq,
Israel
|
–
|
-$241K
|
-3,115
|
Closed
|
|
|
318
|
Burke & Herbert Bank & Trust
Alexandria,
Virginia
|
–
|
-$218K
|
-2,810
|
Closed
|
|
|
319
|
Summit Asset Management
Memphis,
Tennessee
|
–
|
-$211K
|
-2,725
|
Closed
|
|
|
320
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$210K
|
-2,712
|
Closed
|
|
|
321
|
Quest Capital Management
Dallas,
Texas
|
–
|
-$203K
|
-2,619
|
Closed
|
|
|
322
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$160K
|
-2,074
|
Closed
|
|
|
323
|
Israel Discount Bank of New York
New York
|
–
|
-$132K
|
-1,700
|
Closed
|
|
|
324
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$99K
|
-1,283
|
Closed
|
|
|
325
|
Clarus Wealth Advisors
Peoria,
Arizona
|
–
|
-$23K
|
-300
|
Closed
|
|
