|
1401
|
First Personal Financial Services
Charlotte,
North Carolina
|
$5K
|
-$4.61K
|
-72
|
-50%
|
|
|
1402
|
IAG Wealth Partners
Waukesha,
Wisconsin
|
$4K
|
-$19.5K
|
-305
|
-84%
|
|
|
1403
|
Investment Research & Advisory Group
Atlanta,
Georgia
|
$4K
|
–
|
–
|
–
|
|
|
1404
|
Lee Financial
Dallas,
Texas
|
$4K
|
–
|
–
|
–
|
|
|
1405
|
Focused Wealth Management
Newburgh,
New York
|
$3K
|
-$14.1K
|
-220
|
-83%
|
|
|
1406
|
Lowe Wealth Advisors
Columbia,
Maryland
|
$3K
|
–
|
–
|
–
|
|
|
1407
|
NVWM LLC
Yardley,
Pennsylvania
|
$2K
|
-$6.4K
|
-100
|
-74%
|
|
|
1408
|
Retirement Group
San Diego,
California
|
$2K
|
–
|
–
|
–
|
|
|
1409
|
Paces Ferry Wealth Advisors
Atlanta,
Georgia
|
$2K
|
+$1.66K
|
+26
|
New
|
|
|
1410
|
Sound Income Strategies
Ft Lauderdale,
Florida
|
$1K
|
-$1.28K
|
-20
|
-50%
|
|
|
1411
|
Elm Partners Management
Philadelphia,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
1412
|
Hillsdale Investment Management
Toronto,
Ontario, Canada
|
$1K
|
–
|
–
|
–
|
|
|
1413
|
Horan Securities
Cincinnati,
United States
|
$1K
|
–
|
–
|
–
|
|
|
1414
|
Exane Derivatives
Paris,
France
|
$382
|
–
|
–
|
–
|
|
|
1415
|
Westside Investment Management
Santa Monica,
California
|
$147
|
–
|
–
|
–
|
|
|
1416
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$40.5M
|
-665,841
|
Closed
|
|
|
1417
|
B. Riley Wealth Management
Memphis,
Tennessee
|
–
|
-$24.4M
|
-415,976
|
Closed
|
|
|
1418
|
Laurion Capital Management
New York
|
–
|
-$21.3M
|
-350,000
|
Closed
|
|
|
1419
|
|
–
|
-$13.8M
|
-225,946
|
Closed
|
|
|
1420
|
Capstone Investment Advisors
New York
|
–
|
-$14M
|
-219,230
|
Closed
|
|
|
1421
|
|
–
|
-$9.72M
|
-151,908
|
Closed
|
|
|
1422
|
Citizens & Northern Corp
Wellsboro,
Pennsylvania
|
–
|
-$6.96M
|
-114,268
|
Closed
|
|
|
1423
|
Schroder Investment Management Group
London,
United Kingdom
|
–
|
-$5.82M
|
-95,595
|
Closed
|
|
|
1424
|
Prudential plc
London, England,
United Kingdom
|
–
|
-$5.71M
|
-93,800
|
Closed
|
|
|
1425
|
Pinnacle Holdings
Tulsa,
Oklahoma
|
–
|
-$5.58M
|
-91,729
|
Closed
|
|
