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iShares MSCI Emerging Markets ETF
EEM

Name Holding Trade Value Shares
Change 		Change in
Stake
IAA
976
Independent Advisor Alliance
North Carolina
– -$1.23M -31,180 Closed
CS
977
Candriam SCA
Luxembourg
– -$871K -22,109 Closed
IA
978
IndexIQ Advisors
New York
– -$704K -17,885 Closed
LYV
979
Live Your Vision
Pennsylvania
– -$636K -16,152 Closed
GAMA
980
Graticule Asia Macro Advisors
New York
– -$424K -10,763 Closed
TH
981
Timber Hill
Connecticut
– -$378K -9,600 Closed
MIAN
982
Mariner Independent Advisor Network
Kansas
– -$372K -9,442 Closed
LG
983
Leuthold Group
Minnesota
– -$315K -8,000 Closed
WFG
984
Windsor Financial Group
Minnesota
– -$314K -7,975 Closed
CASB
985
Cape Ann Savings Bank
Massachusetts
– -$311K -7,882 Closed
ZIG
986
Zurich Insurance Group
Switzerland
– -$310K -7,878 Closed
AFP
987
Ausdal Financial Partners
Iowa
– -$299K -7,592 Closed
PCA
988
Personal Capital Advisors
California
– -$298K -7,467 Closed
MWM
989
Merriman Wealth Management
Washington
– -$245K -6,220 Closed
CIM
990
Contravisory Investment Management
Massachusetts
– -$235K -5,964 Closed
BO
991
Bach Option
Hong Kong
– -$228K -5,601 Closed
HCM
992
Horan Capital Management
Maryland
– -$204K -5,195 Closed
AFIA
993
America First Investment Advisors
Nebraska
– -$146K -3,700 Closed
BKA
994
Brick & Kyle Associates
Pennsylvania
– -$95K -2,420 Closed
BWP
995
Baldwin Wealth Partners
Massachusetts
– -$76K -1,926 Closed
CAG
996
Crestwood Advisors Group
Massachusetts
– -$77K -1,906 Closed
AA
997
Apriem Advisors
California
– -$55K -1,395 Closed
MC
998
Martin Currie
United Kingdom
– -$35K -900 Closed
CGT
999
Capital Guardian Trust
California
– -$26K -653 Closed
FMA
1000
FNY Managed Accounts
New York
– -$12K -315 Closed
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