|
901
|
Nuveen
Charlotte,
North Carolina
|
–
|
-$815K
|
-20,000
|
Closed
|
|
|
902
|
Round Table Investment Management
Charlotte,
North Carolina
|
–
|
-$497K
|
-12,200
|
Closed
|
|
|
903
|
Deltec Asset Management
New York
|
–
|
-$489K
|
-12,000
|
Closed
|
|
|
904
|
Visionary Asset Management
Houston,
Texas
|
–
|
-$443K
|
-10,318
|
Closed
|
|
|
905
|
Pinnacle Holdings
Tulsa,
Oklahoma
|
–
|
-$310K
|
-7,615
|
Closed
|
|
|
906
|
Yorktown Management & Research Company
Forest,
Virginia
|
–
|
-$285K
|
-7,000
|
Closed
|
|
|
907
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
–
|
-$252K
|
-6,190
|
Closed
|
|
|
908
|
Valley Wealth Managers
Paramus,
New Jersey
|
–
|
-$239K
|
-5,871
|
Closed
|
|
|
909
|
Principal Financial Group
Des Moines,
Iowa
|
–
|
-$236K
|
-5,800
|
Closed
|
|
|
910
|
Independent Investors Inc
Nesconset,
New York
|
–
|
-$210K
|
-5,175
|
Closed
|
|
|
911
|
Novare Capital Management
Charlotte,
North Carolina
|
–
|
-$210K
|
-5,141
|
Closed
|
|
|
912
|
HighTower Trust
Houston,
Texas
|
–
|
-$206K
|
-5,046
|
Closed
|
|
|
913
|
Folger Nolan Fleming Douglas Capital Management
Washington,
District of Columbia
|
–
|
-$201K
|
-4,920
|
Closed
|
|
|
914
|
Jones Financial Companies
Des Peres,
Missouri
|
–
|
-$114K
|
-2,790
|
Closed
|
|
|
915
|
Community Financial Services Group
Newport,
Vermont
|
–
|
-$50K
|
-1,215
|
Closed
|
|
|
916
|
ETrade Capital Management
Arlington,
Virginia
|
–
|
-$9K
|
-231
|
Closed
|
|
|
917
|
TD Capital Management
Memphis,
Tennessee
|
–
|
-$9K
|
-224
|
Closed
|
|
|
918
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
–
|
-$7K
|
-172
|
Closed
|
|
|
919
|
BHF Kleinwort Benson Group
Brussels,
Belgium
|
–
|
-$1K
|
-25
|
Closed
|
|
