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iShares MSCI Emerging Markets ETF
EEM

Name Holding Trade Value Shares
Change 		Change in
Stake
PAA
876
Peregrine Asset Advisers
Oregon
– -$1.19M -36,235 Closed
Daiwa Securities Group
877
Daiwa Securities Group
Japan
– -$1.16M -35,400 Closed
MIAN
878
Mariner Independent Advisor Network
Kansas
– -$1.12M -34,276 Closed
CCM
879
Condor Capital Management
New Jersey
– -$1.12M -34,115 Closed
LA
880
LVW Advisors
New York
– -$956K -29,171 Closed
ACM
881
Argent Capital Management
Missouri
– -$920K -28,072 Closed
ACM
882
Aviance Capital Management
Florida
– -$748K -22,826 Closed
MHIC
883
Marble Harbor Investment Counsel
Massachusetts
– -$744K -22,700 Closed
MBT
884
Montecito Bank & Trust
California
– -$681K -20,762 Closed
MFP
885
Mosaic Financial Partners
California
– -$619K -18,878 Closed
CK
886
Cohen Klingenstein
New York
– -$606K -18,500 Closed
PP
887
PDT Partners
New York
– -$580K -17,700 Closed
GAM
888
Gould Asset Management
California
– -$479K -14,615 Closed
Verition Fund Management
889
Verition Fund Management
Connecticut
– -$469K -14,307 Closed
SFG
890
Sage Financial Group
Pennsylvania
– -$426K -12,982 Closed
DWM
891
Destination Wealth Management
California
– -$382K -11,667 Closed
ACM
892
Advent Capital Management
New York
– -$344K -10,500 Closed
KAM
893
Kazazian Asset Management
Florida
– -$338K -10,300 Closed
CA
894
Cullinan Associates
Kentucky
– -$327K -9,980 Closed
NCM
895
Neumann Capital Management
California
– -$315K -9,602 Closed
MHS
896
M Holdings Securities
Oregon
– -$284K -8,654 Closed
SLG
897
Stanley-Laman Group
Pennsylvania
– -$279K -8,513 Closed
BFG
898
Bouchey Financial Group
New York
– -$277K -8,449 Closed
WT
899
Washington Trust
Rhode Island
– -$272K -8,308 Closed
SHGA
900
Sand Hill Global Advisors
California
– -$263K -8,028 Closed
34 35
36
37 38