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ECC

Eagle Point Credit Company

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$362K +$60.4K +5,881 +20%
PGWM
27
Parisi Gray Wealth Management
New Jersey
$355K +$35.9K +3,500 +11%
DSAM
28
Dock Street Asset Management
Florida
$335K
KAS
29
Kestra Advisory Services
Texas
$289K +$21.2K +2,062 +8%
FAIM
30
Financial Advocates Investment Management
Washington
$261K +$10.5K +1,026 +4%
EFS
31
Essex Financial Services
Connecticut
$250K
SIC
32
Samalin Investment Counsel
New York
$239K +$63K +6,139 +35%
CM
33
CastleKnight Management
New York
$227K
ICG
34
InterOcean Capital Group
Tennessee
$221K
CF
35
Centaurus Financial
California
$193K -$44.1K -4,300 -18%
NW
36
Naviter Wealth
Arkansas
$181K
Mariner
37
Mariner
Kansas
$173K +$175K +17,080 New
NAS
38
NWF Advisory Services
California
$163K -$17.1K -1,662 -9%
AFG
39
Atomi Financial Group
New York
$157K +$50.8K +4,947 +47%
PI
40
PFG Investments
New York
$149K +$151K +14,676 New
KA
41
Kovack Advisors
Florida
$137K -$14.7K -1,432 -10%
SWA
42
Stratos Wealth Advisors
Ohio
$122K +$103 +10 +0.1%
KWM
43
Kingsview Wealth Management
Oregon
$121K +$122K +11,900 New
CA
44
CoreCap Advisors
Michigan
$119K +$120K +11,700 New
HVIA
45
Hudson Valley Investment Advisors
New York
$107K
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$104K -$33.4K -3,252 -24%
SL
47
Summitry LLC
California
$102K
TF
48
Tompkins Financial
New York
$98.5K
UBS Group
49
UBS Group
Switzerland
$97.4K -$2.15M -209,496 -96%
BSG
50
Black Swift Group
Colorado
$95.8K +$9.05M +881,570 +971%