|
301
|
WealthTrust-Arizona
Scottsdale,
Arizona
|
–
|
-$1.45M
|
-88,173
|
Closed
|
|
|
302
|
Whalerock Point Partners
Providence,
Rhode Island
|
–
|
-$1M
|
-61,125
|
Closed
|
|
|
303
|
Kingfisher Capital
Charlotte,
North Carolina
|
–
|
-$1M
|
-60,942
|
Closed
|
|
|
304
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$805K
|
-48,918
|
Closed
|
|
|
305
|
Silver Capital Management
New York
|
–
|
-$578K
|
-35,100
|
Closed
|
|
|
306
|
Northern Trust
Chicago,
Illinois
|
–
|
-$526K
|
-31,965
|
Closed
|
|
|
307
|
WBI Investments
Red Bank,
New Jersey
|
–
|
-$523K
|
-31,776
|
Closed
|
|
|
308
|
Neuberger Berman Group
New York
|
–
|
-$301K
|
-18,264
|
Closed
|
|
|
309
|
Montecito Bank & Trust
Santa Barbara,
California
|
–
|
-$234K
|
-14,235
|
Closed
|
|
|
310
|
Nadler Financial Group
Deerfield,
Illinois
|
–
|
-$232K
|
-14,100
|
Closed
|
|
|
311
|
Prelude Capital Management
New York
|
–
|
-$197K
|
-12,000
|
Closed
|
|
|
312
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
–
|
-$156K
|
-9,489
|
Closed
|
|
|
313
|
Tocqueville Asset Management
New York
|
–
|
-$99K
|
-6,000
|
Closed
|
|
|
314
|
Partnervest Advisory Services
Santa Barbara,
California
|
–
|
-$61K
|
-3,696
|
Closed
|
|
|
315
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$43K
|
-2,628
|
Closed
|
|
|
316
|
Baltimore-Washington Financial Advisors
Columbia,
Maryland
|
–
|
-$22K
|
-1,365
|
Closed
|
|
|
317
|
Vantage Investment Advisors
State College,
Pennsylvania
|
–
|
-$5K
|
-300
|
Closed
|
|
|
318
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$4K
|
-255
|
Closed
|
|
|
319
|
AssetMark Inc
Concord,
California
|
–
|
-$3K
|
-174
|
Closed
|
|
