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Duke Energy

Name Holding Trade Value Shares
Change
Change in
Stake
NI
1801
Nepsis Inc
Minnesota
– -$1.47M -15,072 Closed
Y-Intercept (HK)
1802
Y-Intercept (HK)
Hong Kong
– -$1.44M -14,725 Closed
QOP
1803
Quinn Opportunity Partners
Virginia
– -$1.38M -14,094 Closed
Global Retirement Partners
1804
Global Retirement Partners
California
– -$1.21M -12,399 Closed
Vontobel Holding
1805
Vontobel Holding
Switzerland
– -$1.03M -10,545 Closed
TCW Group
1806
TCW Group
California
– -$1M -10,283 Closed
BI
1807
Bramshill Investments
Florida
– -$984K -10,085 Closed
Capula Management
1808
Capula Management
Cayman Islands
– -$965K -9,887 Closed
WIC
1809
Whitegate Investment Counselors
New Hampshire
– -$712K -7,294 Closed
OQS
1810
Occudo Quantitative Strategies
Florida
– -$612K -6,268 Closed
CLA (CliftonLarsonAllen) Wealth Advisors
1811
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$602K -6,173 Closed
BCM
1812
Bayesian Capital Management
New York
– -$576K -5,904 Closed
GIM
1813
Groesbeck Investment Management
New Jersey
– -$560K -5,733 Closed
1832 Asset Management
1814
1832 Asset Management
Ontario, Canada
– -$545K -5,505 Closed
FBC
1815
Fairfield, Bush & Co
Connecticut
– -$507K -5,200 Closed
HPWA
1816
Hall Private Wealth Advisors
North Carolina
– -$502K -5,141 Closed
CAM
1817
Campion Asset Management
Virginia
– -$475K -4,869 Closed
AMM
1818
American Money Management
California
– -$463K -4,740 Closed
W.H. Reaves & Co
1819
W.H. Reaves & Co
New Jersey
– -$438K -4,486 Closed
TC
1820
Toews Corporation
New Jersey
– -$410K -4,200 Closed
Dodge & Cox
1821
Dodge & Cox
California
– -$407K -4,166 Closed
TCA
1822
Taconic Capital Advisors
New York
– -$390K -4,000 Closed
Wolverine Asset Management
1823
Wolverine Asset Management
Illinois
– -$399K -3,937 Closed
MCF Advisors
1824
MCF Advisors
Kentucky
– -$342K -3,502 Closed
WG
1825
Watchman Group
Texas
– -$338K -3,459 Closed