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Duke Energy
DUK

Name Holding Trade Value Shares
Change 		Change in
Stake
FBC
1001
Fairfield, Bush & Co
Connecticut
$60K -$376K -5,199 -86%
CLOS
1002
Compagnie Lombard Odier SCmA
Switzerland
$58K – – –
GAM
1003
Gemmer Asset Management
California
$58K – – –
LWA
1004
Lenox Wealth Advisors
New York
$56K +$56.6K +782 New
FWM
1005
Focused Wealth Management
New York
$54K +$8.33K +115 +18%
OFS
1006
Orrstown Financial Services
Pennsylvania
$53K -$7.24K -100 -12%
BFEC
1007
Benjamin F. Edwards & Company
Missouri
$52K +$7.24K +100 +16%
JAM
1008
Jolley Asset Management
North Carolina
$50K – – –
TWA
1009
TCI Wealth Advisors
Arizona
$49K +$1.01K +14 +2%
ATC
1010
Adirondack Trust Company
New York
$48K – – –
SHJ
1011
Sharkey, Howes & Javer
Colorado
$46K +$48.8K +674 New
CG
1012
Colony Group
Massachusetts
$44K – – –
PFBT
1013
Parkside Financial Bank & Trust
Missouri
$44K +$45K +622 New
SIM
1014
Sonora Investment Management
Arizona
$44K +$47K +649 New
DOA
1015
D'Orazio & Associates
Virginia
$41K +$145 +2 +0.4%
JG
1016
Jefferies Group
New York
$36K -$32.9M -454,831 -100%
CFA
1017
Camarda Financial Advisors
Florida
$34K – – –
AP
1018
Atwood & Palmer
Missouri
$32K -$16.1K -222 -33%
SIG
1019
Stanford Investment Group
California
$31K +$72 +1 +0.2%
MCA
1020
Mercer Capital Advisers
New Jersey
$30K – – –
AC
1021
Alexandria Capital
Virginia
$29K – – –
TSU
1022
TD Securities (USA)
New York
$28K -$20.3M -279,676 -100%
TDC
1023
Thompson Davis & Co
Virginia
$28K +$10.9K +150 +61%
UFA
1024
US Financial Advisors
Massachusetts
$27K – – –
BWA
1025
Burt Wealth Advisors
Maryland
$26K -$20.1K -278 -43%
39 40
41
42 43