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Duke Energy
DUK

Name Holding Trade Value Shares
Change 		Change in
Stake
SFPIA
1001
Stevens First Principles Investment Advisors
California
$4K – – –
ATC
1002
Adirondack Trust Company
New York
$2K – – –
LFG
1003
LifePlan Financial Group
Ohio
$2K – – –
RWM
1004
Raffa Wealth Management
District of Columbia
$1.17K +$980 +14 New
MUMSS
1005
Mitsubishi UFJ Morgan Stanley Securities
Japan
$1K +$700 +10 New
WA
1006
Wasatch Advisors
Utah
– -$12.8M -191,589 Closed
DCM
1007
Decade Capital Management
New York
– -$8.74M -130,909 Closed
CGI
1008
CI Global Investments
California
– -$8.68M -130,000 Closed
VE
1009
Vega Energy
New York
– -$5.34M -80,000 Closed
AF
1010
Ally Financial
Michigan
– -$5.01M -75,000 Closed
GH
1011
GAM Holding
Switzerland
– -$4.37M -65,495 Closed
FA
1012
Financial Advantage
Maryland
– -$4.35M -65,177 Closed
PCM
1013
Palisade Capital Management
New Jersey
– -$2.27M -33,990 Closed
PP
1014
PDT Partners
New York
– -$1.84M -27,500 Closed
BC
1015
BMI Capital
New York
– -$1.41M -21,123 Closed
CWP
1016
Capital Wealth Planning
Florida
– -$775K -11,602 Closed
SCM
1017
Southport Capital Management
Tennessee
– -$687K -10,291 Closed
MMLI
1018
Massachusetts Mutual Life Insurance
Massachusetts
– -$619K -9,275 Closed
FNBOMD
1019
First National Bank of Mount Dora
Florida
– -$589K -8,814 Closed
FCH
1020
Freestone Capital Holdings
Washington
– -$517K -7,974 Closed
FA
1021
FMA Advisory
Pennsylvania
– -$321K -4,806 Closed
VF
1022
Virtu Financial
New York
– -$284K -4,260 Closed
BMC
1023
Benin Management Corp
Connecticut
– -$274K -4,096 Closed
NPPM
1024
North Point Portfolio Managers
Ohio
– -$262K -3,927 Closed
CC
1025
Cipher Capital
New York
– -$262K -3,920 Closed
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