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Duke Energy
DUK

Name Holding Trade Value Shares
Change 		Change in
Stake
GI
976
Gradient Investments
Minnesota
$227K -$48.8K -645 -19%
DWT
977
Dorsey & Whitney Trust
South Dakota
$227K -$25.4K -336 -11%
YMRC
978
Yorktown Management & Research Company
Virginia
$226K – – –
CCM
979
Check Capital Management
California
$226K +$212K +2,799 New
ST
980
Spinnaker Trust
Maine
$224K +$210K +2,772 New
EM
981
Excalibur Management
Massachusetts
$224K +$210K +2,775 New
EWM
982
Evermay Wealth Management
Virginia
$224K +$210K +2,779 New
BEAM
983
Baker Ellis Asset Management
Washington
$223K +$21.9K +289 +12%
LRPA
984
L. Roy Papp & Associates
Arizona
$223K +$209K +2,765 New
HWA
985
Heritage Wealth Advisors
Virginia
$223K +$210K +2,776 New
CHP
986
Cable Hill Partners
Oregon
$221K – – –
ABC
987
Associated Banc-Corp
Wisconsin
$219K -$18.5K -244 -8%
VNA
988
Valley National Advisers
Pennsylvania
$219K +$39.2K +518 +24%
PWP
989
Private Wealth Partners
California
$218K +$204K +2,700 New
RPG
990
Risk Paradigm Group
Texas
$218K +$6.43K +85 +3%
VCAM
991
Van Cleef Asset Management
Ohio
$214K +$201K +2,655 New
AIM
992
Avity Investment Management
Connecticut
$214K +$203K +2,676 New
OSNBOA
993
Old Second National Bank of Aurora
Illinois
$213K – – –
CIM
994
Cetera Investment Management
California
$213K +$199K +2,636 New
KTC
995
Kistler-Tiffany Companies
Pennsylvania
$212K -$9.23K -122 -4%
AL
996
Agran Libbie
California
$212K +$199K +2,632 New
JWBC
997
J.W. Burns & Co
New York
$212K +$199K +2,633 New
NSAM
998
North Star Asset Management
Wisconsin
$210K +$197K +2,601 New
HAIM
999
Hunter Associates Investment Management
Pennsylvania
$210K +$197K +2,603 New
FMP
1000
Financial Management Professionals
Texas
$209K +$14.9K +197 +8%
38 39
40
41 42