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DSL

DoubleLine Income Solutions Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
76
Goldman Sachs
New York
$289K +$274K +17,176 New
PFS
77
Prospera Financial Services
Texas
$286K
SMH
78
Sanders Morris Harris
Texas
$265K +$251K +15,770 New
SAM
79
Summit Asset Management
Tennessee
$260K +$246K +15,456 New
Creative Planning
80
Creative Planning
Kansas
$241K +$177K +11,092 +341%
CAN
81
Cetera Advisor Networks
California
$233K -$39.9K -2,500 -15%
CA
82
Cornerstone Advisory
Maryland
$223K +$1.32K +83 +0.6%
HCM
83
Hollencrest Capital Management
California
$216K +$205K +12,850 New
AI
84
ArchPoint Investors
Florida
$118K
JWM
85
Jacobus Wealth Management
Wisconsin
$106K
AIG
86
American International Group
New York
$106K +$47.5K +2,981 +91%
TIM
87
Tortoise Investment Management
New York
$52K -$28.7K -1,800 -37%
IA
88
IFP Advisors
Florida
$51K -$19.8K -1,241 -33%
TJHA
89
Thomas J. Herzfeld Advisors
Florida
$42K
ST
90
Smithfield Trust
Pennsylvania
$34K
WEC
91
Winslow Evans & Crocker
Massachusetts
$33.6K
KFA
92
Kelleher Financial Advisors
New York
$24K +$23.5K +1,475 New
DBT
93
Dubuque Bank & Trust
Iowa
$19K +$18.2K +1,143 New
PCM
94
Penserra Capital Management
California
$18K -$1.48K -93 -8%
GWM
95
Geneos Wealth Management
Colorado
$16K +$15.2K +955 New
AC
96
Alexandria Capital
Virginia
$10K
AIM
97
Advantage Investment Management
Iowa
$8K
CAPTRUST Financial Advisors
98
CAPTRUST Financial Advisors
North Carolina
$8K
FWM
99
Focused Wealth Management
New York
$8K
FNYS
100
First New York Securities
New York
$3.36K +$3.19K +200 New