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DQ

Daqo New Energy
DQ

Name Holding Trade Value Shares
Change 		Change in
Stake
SC
201
Shellback Capital
Massachusetts
– -$9.94M -152,896 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
202
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$3.68M -56,575 Closed
HFM
203
Harvest Fund Management
China
– -$3.51M -53,181 Closed
Qube Research & Technologies (QRT)
204
Qube Research & Technologies (QRT)
United Kingdom
– -$3.3M -50,696 Closed
CAIMH
205
Central Asset Investments & Management Holdings
Hong Kong
– -$3.23M -49,756 Closed
FC
206
FORA Capital
Florida
– -$2.52M -38,768 Closed
BAM
207
Blueshift Asset Management
New Jersey
– -$2M -30,733 Closed
QC
208
Quadrature Capital
United Kingdom
– -$1.46M -22,441 Closed
HT
209
HAP Trading
New York
– -$1.05M -17,471 Closed
JF
210
Jump Financial
Illinois
– -$808K -12,420 Closed
MWA
211
Marshall Wace Asia
Hong Kong
– -$806K -12,398 Closed
II
212
Inspire Investing
Idaho
– -$800K -12,300 Closed
RPI
213
Railway Pension Investments
United Kingdom
– -$787K -12,100 Closed
CANY
214
Caxton Associates (New York)
New York
– -$754K -11,595 Closed
NL
215
NVWM LLC
Pennsylvania
– -$701K -10,789 Closed
PCM
216
Prelude Capital Management
New York
– -$685K -10,539 Closed
Arrowstreet Capital
217
Arrowstreet Capital
Massachusetts
– -$650K -10,000 Closed
LP
218
LMR Partners
United Kingdom
– -$548K -8,433 Closed
HJIM
219
Henry James International Management
New York
– -$457K -7,029 Closed
LPL Financial
220
LPL Financial
California
– -$455K -7,004 Closed
DCM
221
Dupont Capital Management
Delaware
– -$337K -5,180 Closed
SSA
222
Schonfeld Strategic Advisors
New York
– -$313K -4,800 Closed
PWM
223
Perigon Wealth Management
California
– -$309K -4,755 Closed
SCM
224
Southport Capital Management
Tennessee
– -$233K -3,588 Closed
FIA
225
FNY Investment Advisers
New York
– -$143K -2,200 Closed
6 7 8
9
10