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DOV

Name Holding Trade Value Shares
Change 		Change in
Stake
TLP
901
Tri Locum Partners
New York
– -$223K -1,512 Closed
FA
902
FDx Advisors
Illinois
– -$223K -1,509 Closed
CAS
903
CTC Alternative Strategies
Illinois
– -$221K -1,500 Closed
CWM
904
Chesapeake Wealth Management
Virginia
– -$219K -1,486 Closed
QIM
905
Quantitative Investment Management
Virginia
– -$218K -1,477 Closed
QT
906
Quantamental Technologies
New York
– -$217K -1,471 Closed
GA
907
Geller Advisors
New York
– -$213K -1,444 Closed
CFA
908
Capstone Financial Advisors
Illinois
– -$209K -1,418 Closed
HCM
909
Howland Capital Management
Massachusetts
– -$208K -1,408 Closed
AAP
910
Aristotle Atlantic Partners
Florida
– -$207K -1,400 Closed
SA
911
Syntax Advisors
New York
– -$205K -1,389 Closed
VCG
912
Vantage Consulting Group
Virginia
– -$205K -1,389 Closed
NPF
913
Norris Perne & French
Michigan
– -$203K -1,375 Closed
CC
914
Courier Capital
New York
– -$203K -1,372 Closed
AP
915
Arlington Partners
Alabama
– -$148K -1,000 Closed
BHWM
916
Bay Harbor Wealth Management
Maryland
– -$72.9K -494 Closed
JFGIW
917
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$59.1K -400 Closed
KI
918
Kapitalo Investimentos
Brazil
– -$31.3K -212 Closed
SSG
919
Summit Securities Group
New York
– -$27K -182 Closed
RFA
920
Resurgent Financial Advisors
Georgia
– -$23.5K -159 Closed
WTG
921
West Tower Group
Virginia
– -$20.1K -136 Closed
FMB
922
Field & Main Bank
Kentucky
– -$14.8K -100 Closed
GM
923
GeoWealth Management
Illinois
– -$14K -96 Closed
WP
924
WealthPLAN Partners
Nebraska
– -$9.89K -67 Closed
NFSG
925
Newbridge Financial Services Group
Florida
– -$7.68K -52 Closed
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