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DOV

Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
676
Hilton Capital Management
New York
$9K – – –
ONST
677
Old North State Trust
North Carolina
$9K – – –
TFO
678
Tarbox Family Office
California
$9K – – –
NFH
679
NEXT Financial Holdings
Texas
$9K +$8.64K +100 New
AC
680
Avestar Capital
New York
$8K -$1.21K -14 -13%
BWP
681
Baldwin Wealth Partners
Massachusetts
$8K – – –
AIA
682
Alera Investment Advisors
Illinois
$8K +$2.16K +25 +40%
NIM
683
NuWave Investment Management
New Jersey
$8K +$5.53K +64 +291%
RA
684
Rational Advisors
New York
$8K +$5.53K +64 +291%
PFO
685
Pathstone Family Office
New Jersey
$8K +$6.22K +72 New
PFBT
686
Parkside Financial Bank & Trust
Missouri
$7K -$864 -10 -11%
EFSCE
687
Enterprise Financial Services Corp (EFSC)
Missouri
$7K – – –
KTC
688
Kistler-Tiffany Companies
Pennsylvania
$7K – – –
PWM
689
PRW Wealth Management
Massachusetts
$7K – – –
IP
690
Intellectus Partners
California
$7K +$6.14K +71 New
JIR
691
James Investment Research
Ohio
$7K +$6.66K +77 New
GI
692
Gradient Investments
Minnesota
$6K -$6.31K -73 -54%
SFSIG
693
San Francisco Sentry Investment Group
California
$6K -$432 -5 -7%
CB
694
Community Bank
New York
$6K – – –
WAS
695
Winch Advisory Services
Wisconsin
$6K – – –
TFS
696
TrustCore Financial Services
Tennessee
$6K +$5.19K +60 New
CBT
697
Capital Bank & Trust
California
$6K +$5.45K +63 New
SWA
698
Sutton Wealth Advisors
Florida
$5.91K – – –
BCA
699
Berman Capital Advisors
Georgia
$5K – – –
CWA
700
Clarus Wealth Advisors
Arizona
$5K – – –
26 27
28
29 30