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DOV

Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
601
Gemmer Asset Management
California
$6K +$1.55K +27 +31%
IWMPD
602
Integrated Wealth Management (Palm Desert)
California
$6K +$7.14K +124 New
FAM
603
Formidable Asset Management
Ohio
$5K – – –
SFPIA
604
Stevens First Principles Investment Advisors
California
$5K – – –
ST
605
Spot Trading
Illinois
$4K -$175K -3,039 -98%
AIM
606
Advantage Investment Management
Iowa
$4K – – –
LWA
607
Lenox Wealth Advisors
New York
$4K – – –
S
608
SignatureFD
Georgia
$4K +$691 +12 +23%
ONB
609
Old National Bancorp
Indiana
$3K -$206K -3,572 -99%
P
610
Palladiem
Pennsylvania
$3K -$346 -6 -9%
CHP
611
Cable Hill Partners
Oregon
$3K – – –
CFA
612
Carroll Financial Associates
North Carolina
$3K – – –
IPC
613
Independent Portfolio Consultants
Florida
$2K +$1.61K +28 New
WCM
614
Wealthcare Capital Management
Virginia
$2K +$1.78K +31 New
WA
615
WFG Advisors
Texas
$1K -$19.9K -346 -94%
HF
616
Hoxton Financial
West Virginia
$1K – – –
UB
617
UMB Bank
Missouri
$907 +$69.5K +1,207 +8%
AT
618
Arden Trust
Delaware
$520 +$263K +4,567 +96%
OFM
619
Okumus Fund Management
Cayman Islands
– -$38.1M -658,073 Closed
FIM
620
Foresters Investment Management
New York
– -$10.7M -185,205 Closed
HW
621
Hancock Whitney
Mississippi
– -$10.5M -181,549 Closed
DM
622
Delphi Management
Massachusetts
– -$6.52M -112,513 Closed
RCAMU
623
Rothschild & Co Asset Management US
Connecticut
– -$6.34M -108,216 Closed
HCM
624
Highbridge Capital Management
New York
– -$4.88M -84,316 Closed
KAM
625
Keeley Asset Management
Illinois
– -$4.54M -78,359 Closed
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