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Name Holding Trade Value Shares
Change
Change in
Stake
Zurich Cantonal Bank
101
Zurich Cantonal Bank
Switzerland
$28K
Parallax Volatility Advisers
102
Parallax Volatility Advisers
California
$18K +$15K +812 New
NIT
103
NumerixS Investment Technologies
British Columbia, Canada
$11K +$9.23K +500 New
SPIA
104
Steward Partners Investment Advisory
New York
$9K +$3.69K +200 +80%
HPC
105
HM Payson & Co
Maine
$7K
LTFS
106
Ladenburg Thalmann Financial Services
Florida
$7K
PCG
107
Private Capital Group
Connecticut
$5K -$13.7K -740 -75%
TVWM
108
Tower View Wealth Management
Wisconsin
$5K
VFA
109
Valeo Financial Advisors
Indiana
$4K +$3.69K +200 New
AF
110
Advisornet Financial
Minnesota
$2K -$7.39K -400 -80%
NFG
111
Next Financial Group
Texas
$2K
First Trust Advisors
112
First Trust Advisors
Illinois
-$21M -1,314,260 Closed
Susquehanna International Group
113
Susquehanna International Group
Pennsylvania
-$2.28M -123,438 Closed
HIC
114
Hartline Investment Corp
Illinois
-$1.57M -98,185 Closed
Voloridge Investment Management
115
Voloridge Investment Management
Florida
-$857K -53,608 Closed
CIA
116
Capital Impact Advisors
Massachusetts
-$840K -52,936 Closed
EAM
117
EULAV Asset Management
Florida
-$507K -31,700 Closed
AIS
118
AlphaOne Investment Services
Pennsylvania
-$431K -27,000 Closed
MIH
119
Meitav Investment House
Israel
-$428K -25,359 Closed
Wolverine Trading
120
Wolverine Trading
Illinois
-$451K -24,395 Closed
BFM
121
Boothbay Fund Management
New York
-$339K -21,212 Closed
AllianceBernstein
122
AllianceBernstein
Tennessee
-$297K -18,600 Closed
TRCT
123
Tower Research Capital (TRC)
New York
-$91K -5,670 Closed
Fidelity International
124
Fidelity International
Bermuda
-$64K -4,000 Closed
FCA
125
FinTrust Capital Advisors
South Carolina
-$32K -2,000 Closed