|
301
|
Vident Investment Advisory
Alpharetta,
Georgia
|
–
|
-$622K
|
-11,830
|
Closed
|
|
|
302
|
OMERS Administration Corp
Toronto,
Ontario, Canada
|
–
|
-$526K
|
-10,000
|
Closed
|
|
|
303
|
Cue Advisory Services
Phoenix,
Arizona
|
–
|
-$471K
|
-8,965
|
Closed
|
|
|
304
|
Mutual Advisors
Omaha,
Nebraska
|
–
|
-$460K
|
-8,747
|
Closed
|
|
|
305
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$427K
|
-8,115
|
Closed
|
|
|
306
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$377K
|
-7,165
|
Closed
|
|
|
307
|
Securian Asset Management
St Paul,
Minnesota
|
–
|
-$2.73M
|
-7,000
|
Closed
|
|
|
308
|
Weiss Multi-Strategy Advisers
New York
|
–
|
-$368K
|
-7,000
|
Closed
|
|
|
309
|
|
–
|
-$355K
|
-6,754
|
Closed
|
|
|
310
|
SG Americas Securities
New York
|
–
|
-$296K
|
-5,639
|
Closed
|
|
|
311
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
–
|
-$263K
|
-5,001
|
Closed
|
|
|
312
|
Levin Capital Strategies
New York
|
–
|
-$263K
|
-5,000
|
Closed
|
|
|
313
|
NVWM LLC
Yardley,
Pennsylvania
|
–
|
-$203K
|
-4,834
|
-100%
|
|
|
314
|
Suntrust Banks
Atlanta,
Georgia
|
–
|
-$251K
|
-4,781
|
Closed
|
|
|
315
|
Barbara Oil Co
Chicago,
Illinois
|
–
|
-$247K
|
-4,700
|
Closed
|
|
|
316
|
BKS Advisors
Southfield,
Michigan
|
–
|
-$236K
|
-4,500
|
Closed
|
|
|
317
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$214K
|
-4,225
|
Closed
|
|
|
318
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$213K
|
-4,058
|
Closed
|
|
|
319
|
Opera Trading Capital
Paris,
France
|
–
|
-$101K
|
-1,912
|
Closed
|
|
|
320
|
FNY Investment Advisers
New York
|
–
|
-$89K
|
-1,693
|
Closed
|
|
|
321
|
Ancora Advisors
Cleveland,
Ohio
|
–
|
-$53K
|
-1,000
|
Closed
|
|
|
322
|
Southport Capital Management
Chattanooga,
Tennessee
|
–
|
-$53K
|
-1,000
|
Closed
|
|
|
323
|
Stratos Wealth Partners
Beachwood,
Ohio
|
–
|
-$50K
|
-950
|
Closed
|
|
|
324
|
Legacy Advisors
Plymouth Meeting,
Pennsylvania
|
–
|
-$38K
|
-732
|
Closed
|
|
|
325
|
Fidelity International
Hamilton,
Bermuda
|
–
|
-$37K
|
-700
|
Closed
|
|
