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FT Vest US Equity Deep Buffer ETF November
DNOV

44 hedge funds and large institutions have $93.3M invested in FT Vest US Equity Deep Buffer ETF November in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

43% more capital invested

Capital invested by funds: $65M → $93.3M (+$28.2M)

42% more funds holding

Funds holding: 31 → 44 (+13)

15.19% more ownership

Funds ownership: 51.38% → 66.57% (+15%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

Holders
44
Holders Change
+13
Holders Change %
+41.94%
% of All Funds
0.89%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.08%
New
14
Increased
12
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFGIA
Patriot Financial Group Insurance Agency
Massachusetts
+$8.63M
2
HR
Hayden Royal
North Carolina
+$6.05M
3
OMC
Old Mission Capital
Illinois
+$1.34M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.21M
5
JIP
Jaffetilchin Investment Partners
Florida
+$985K

Top Sellers

1
FAAS
First Allied Advisory Services
California
-$428K
2
AI
Atria Investments
North Carolina
-$397K
3
Osaic Holdings
Osaic Holdings
Arizona
-$365K
4
AAS
Avantax Advisory Services
Texas
-$276K
5
AFWM
AMJ Financial Wealth Management
Virginia
-$253K
Name Holding Trade Value Shares
Change 		Change in
Stake
T
26
TRUADVICE
Florida
$649K +$641K +20,283 New
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$630K +$57.3K +1,813 +10%
WP
28
WealthPLAN Partners
Nebraska
$508K +$492K +15,564 New
BRWM
29
B. Riley Wealth Management
Tennessee
$499K +$496K +15,692 New
SF
30
Synovus Financial
Georgia
$496K +$492K +15,579 New
Goldman Sachs
31
Goldman Sachs
New York
$418K +$415K +13,127 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$398K +$395K +12,500 New
AWM
33
AE Wealth Management
Kansas
$357K +$355K +11,231 New
WI
34
Wintrust Investments
Illinois
$356K -$85K -2,691 -19%
CAN
35
Cetera Advisor Networks
California
$315K -$31.6K -1,000 -9%
NWS
36
Newport Wealth Strategies
California
$248K -$15.8K -500 -6%
VA
37
Valmark Advisers
Ohio
$215K -$208K -6,570 -49%
WS
38
Wedbush Securities
California
$212K -$18.9K -600 -8%
SS
39
Sunbelt Securities
Texas
$208K +$207K +6,545 New
TFS
40
TrustCore Financial Services
Tennessee
$83K – – –
APA
41
American Portfolios Advisors
New York
$52.9K – – –
UBS Group
42
UBS Group
Switzerland
$46K +$45.7K +1,446 New
CFGS
43
Concourse Financial Group Securities
Alabama
$22K +$21.8K +689 New
IA
44
IFP Advisors
Florida
$11K – – –
AAS
45
Avantax Advisory Services
Texas
– -$276K -8,970 Closed
1
2

DNOV Hedge Fund Activity: Q3 2020 in Review

44 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Deep Buffer ETF November (DNOV) for Q3 2020, worth a combined $93.3M — up 43% from $65M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new DNOV positions and 1 closed out — a net gain of 13 holders — while 12 added to existing stakes and 13 trimmed.

The largest buyer was Patriot Financial Group Insurance Agency, adding an estimated $8.63M. The largest seller was First Allied Advisory Services, cutting an estimated $428K.

  • 44 institutional investors held FT Vest US Equity Deep Buffer ETF November (DNOV) as of Q3 2020, up from 31 in Q2 2020.
  • Funds reported $93.3M of FT Vest US Equity Deep Buffer ETF November stock for Q3 2020, up 43% quarter-over-quarter.
  • 14 funds opened new FT Vest US Equity Deep Buffer ETF November positions in Q3 2020 and 1 closed out, a net change of +13 holders.
  • The largest FT Vest US Equity Deep Buffer ETF November buyer in Q3 2020 was Patriot Financial Group Insurance Agency, an estimated $8.63M added.
  • The largest FT Vest US Equity Deep Buffer ETF November seller in Q3 2020 was First Allied Advisory Services, an estimated $428K sold.

Based on aggregated 13F filings for Q3 2020.