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iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036

Name Holding Trade Value Shares
Change
Change in
Stake
Asset Management One
151
Asset Management One
Japan
– -$5.9M -277,902 Closed
CG
152
Cutler Group
California
– -$1.81M -85,445 Closed
WP
153
WealthSource Partners
California
– -$1.03M -48,747 Closed
CA
154
Cetera Advisors
Colorado
– -$1.02M -47,861 Closed
JIC
155
Johnson Investment Counsel
Ohio
– -$578K -27,269 Closed
FWM
156
FFT Wealth Management
Pennsylvania
– -$544K -25,637 Closed
FTUS
157
Flow Traders U.S.
New York
– -$397K -18,696 Closed
Simplex Trading
158
Simplex Trading
Illinois
– -$284K -12,622 Closed
WKWM
159
Walter & Keenan Wealth Management
Indiana
– -$267K -12,604 Closed
SG Americas Securities
160
SG Americas Securities
New York
– -$177K -8,364 Closed
W
161
WealthOne
New York
– -$79K -3,711 Closed
AIC
162
Ameritas Investment Company
Nebraska
– -$33K -1,542 Closed
EWA
163
ERTS Wealth Advisors
Michigan
– -$28K -1,315 Closed
LPWM
164
Lake Point Wealth Management
Texas
– -$23K -1,062 Closed
HI
165
Hudock Inc
Pennsylvania
– -$14K -700 Closed
SFA
166
Semmax Financial Advisors
North Carolina
– -$11K -509 Closed
DWM
167
Doyle Wealth Management
Florida
– -$5K -258 Closed
CA
168
Crewe Advisors
Utah
– -$4K -200 Closed
MOS
169
MGO One Seven
Ohio
– -$4K -200 Closed
WANY
170
Wealthspire Advisors (New York)
New York
– -$4K -200 Closed
SIS
171
Sound Income Strategies
Florida
– -$4K -174 Closed
Carson Wealth (CWM LLC)
172
Carson Wealth (CWM LLC)
Nebraska
– -$2K -91 Closed
TFA
173
Transamerica Financial Advisors
Florida
– -$2K -89 Closed
BWM
174
Baystate Wealth Management
Massachusetts
– -$2K -69 Closed
PFGIA
175
Patriot Financial Group Insurance Agency
Massachusetts
– -$1K -65 Closed