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BNY Mellon High Yield Strategies Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VF
26
Virtu Financial
New York
$65K +$64.4K +18,362 New
SFM
27
Signet Financial Management
New Jersey
$60K – – –
BAM
28
Brave Asset Management
New Jersey
$55K – – –
LPL Financial
29
LPL Financial
California
$53K +$52.8K +15,043 New
BTS
30
BB&T Securities
Virginia
$48K +$74 +21 +0.2%
SI
31
SII Investments
Wisconsin
$45K – – –
CIA
32
Capital Investment Advisors
Georgia
$43K – – –
RJA
33
Raymond James & Associates
Florida
$43K +$42.7K +12,164 New
DBIA
34
Dumont & Blake Investment Advisors
New Jersey
$41K – – –
AG
35
Advisor Group
Arizona
$30K +$10.5K +3,000 +55%
IA
36
IFP Advisors
Florida
$27K – – –
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$18K – – –
RIA
38
RPG Investment Advisory
California
$16K +$15.8K +4,500 New
NSIM
39
North Star Investment Management
Illinois
$12K – – –
US Bancorp
40
US Bancorp
Minnesota
$8K – – –
TIM
41
Tortoise Investment Management
New York
$5K – – –
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$4K – – –
PCM
43
Penserra Capital Management
California
$3K -$3.4K -969 -50%
MWM
44
Mascoma Wealth Management
New Hampshire
$2K – – –
Citigroup
45
Citigroup
New York
$2K +$1.75K +500 New
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
WAS
47
WESPAC Advisors SoCal
California
$1K – – –
ICOA
48
Investment Centers of America
North Dakota
– -$222K -63,115 Closed
CCP
49
Clough Capital Partners
Massachusetts
– -$183K -52,318 Closed
DA
50
Doliver Advisors
Texas
– -$125K -35,675 Closed