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DFSV

U.S. Small Cap Value Portfolio ETF Class Shares

Name Holding Trade Value Shares
Change
Change in
Stake
NC
401
North Capital
Utah
$14.1K +$15.1K +500 New
GWSG
402
GPS Wealth Strategies Group
Colorado
$12.3K – – –
DF
403
DecisionPoint Financial
Arizona
$11.5K – – –
PFBT
404
Parkside Financial Bank & Trust
Missouri
$11.3K +$12.1K +400 New
CWP
405
Concord Wealth Partners
Virginia
$11.1K +$7.41K +245 +163%
TCM
406
TruNorth Capital Management
Michigan
$10.5K – – –
ACA
407
Aptus Capital Advisors
Alabama
$10.4K – – –
GWANC
408
Guardian Wealth Advisors (North Carolina)
North Carolina
$10.4K – – –
CCM
409
Coldstream Capital Management
Washington
$6.11K +$6.57K +217 New
SAM
410
Smartleaf Asset Management
Massachusetts
$5.57K – – –
JWA
411
JFS Wealth Advisors
Pennsylvania
$4.36K – – –
VCM
412
Versant Capital Management
Arizona
$3.88K – – –
AWM
413
Avondale Wealth Management
Texas
$3.56K – – –
GFPC
414
Global Financial Private Client
Florida
$2.67K – – –
HR
415
Howe & Rusling
New York
$1.69K +$1.82K +60 New
CT
416
Colonial Trust
South Carolina
$957 +$1.03K +34 New
QCG
417
Quadrant Capital Group
Ohio
$86 – – –
BWL
418
Bogart Wealth LLC
Virginia
$84 – – –
MCA
419
Maryland Capital Advisors
Maryland
$29 +$30 +1 New
MECA
420
Miller Equity Capital Advisors
Texas
– -$1.53M -49,630 Closed
KCM
421
Kendall Capital Management
Maryland
– -$985K -32,000 Closed
EFA
422
Edge Financial Advisors
Illinois
– -$979K -31,812 Closed
PAS
423
Park Avenue Securities
New York
– -$965K -31,354 Closed
WP
424
WMS Partners
Maryland
– -$498K -16,172 Closed
Cetera Investment Advisers
425
Cetera Investment Advisers
Illinois
– -$381K -12,364 Closed