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Donnelley Financial Solutions
DFIN

161 hedge funds and large institutions have $561M invested in Donnelley Financial Solutions in 2018 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 54 increasing their positions, 50 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $525M → $561M (+$36.4M)

3.07% more ownership

Funds ownership: 89.08% → 92.15% (+3.1%)

8% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 50

7% less funds holding

Funds holding: 174 → 161 (-13)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

43% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 28

93% less call options, than puts

Call options by funds: $113K | Put options by funds: $1.6M

Holders
161
Holders Change
-13
Holders Change %
-7.47%
% of All Funds
3.68%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
16
Increased
54
Reduced
50
Closed
28
Calls
$113K
Puts
$1.6M
Net Calls
-$1.49M
Net Calls Change
-$1.16M

Top Buyers

Rank Fund Capital Flow
1
WCM
Wedge Capital Management
North Carolina
+$17.2M
2
SCM
Simcoe Capital Management
New York
+$13.7M
3
JP Morgan Chase
JP Morgan Chase
New York
+$7.72M
4
American Century Companies
American Century Companies
Missouri
+$6.01M
5
DIA
Dean Investment Associates
Ohio
+$5.32M

Top Sellers

Rank Fund Capital Flow
1
LSV Asset Management
LSV Asset Management
Illinois
-$5.42M
2
Prudential Financial
Prudential Financial
New Jersey
-$5.27M
3
Millennium Management
Millennium Management
New York
-$4.01M
4
SCA
Secor Capital Advisors
New York
-$3.35M
5
Citadel Advisors
Citadel Advisors
Florida
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWA
126
Sutton Wealth Advisors
Florida
$13.1K – – –
MOACM
127
Mutual of America Capital Management
New York
$12K +$10.3K +522 +418%
First Manhattan
128
First Manhattan
New York
$11K – – –
HNB
129
Huntington National Bank
Ohio
$9K – – –
SWM
130
SeaCrest Wealth Management
New York
$8K – – –
US Bancorp
131
US Bancorp
Minnesota
$5K +$494 +25 +9%
MAM
132
Meeder Asset Management
Ohio
$5K +$5K +253 New
TRCT
133
Tower Research Capital (TRC)
New York
$4K -$8.92K -451 -64%
LTFS
134
Ladenburg Thalmann Financial Services
Florida
$4K -$6.78K -343 -61%
Northwestern Mutual Wealth Management
135
Northwestern Mutual Wealth Management
Wisconsin
$4K – – –
AG
136
Advisor Group
Arizona
$4K +$2.47K +125 +96%
RE
137
RBC Europe
United Kingdom
$3.58K – – –
FDCDDQ
138
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.67K -$218 -11 -7%
JA
139
JOYN Advisors
Georgia
$2K -$870 -44 -31%
Bessemer Group
140
Bessemer Group
New Jersey
$2K – – –
NSIM
141
North Star Investment Management
Illinois
$2K – – –
Toronto Dominion Bank
142
Toronto Dominion Bank
Ontario, Canada
$2K – – –
VFA
143
Valeo Financial Advisors
Indiana
$2K – – –
WEC
144
Winslow Evans & Crocker
Massachusetts
$2K – – –
CFGS
145
Concourse Financial Group Securities
Alabama
$2K +$1.74K +88 New
SWP
146
Stratos Wealth Partners
Ohio
$2K +$2.47K +125 New
APA
147
American Portfolios Advisors
New York
$1.85K – – –
AOWM
148
Alpha Omega Wealth Management
Virginia
$1K – – –
Fifth Third Bancorp
149
Fifth Third Bancorp
Ohio
$1K – – –
IA
150
IFP Advisors
Florida
$1K – – –
4 5
6
7 8

DFIN Hedge Fund Activity: Q3 2018 in Review

161 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Donnelley Financial Solutions (DFIN) for Q3 2018, worth a combined $561M — up 6.9% from $525M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of DFIN and 16 opened new positions — a net loss of 12 holders — while 50 trimmed existing stakes and 54 added.

The largest buyer was Wedge Capital Management, opening a new position worth an estimated $17.2M. The largest seller was LSV Asset Management, cutting an estimated $5.42M.

  • 161 institutional investors held Donnelley Financial Solutions (DFIN) as of Q3 2018, down from 174 in Q2 2018.
  • Funds reported $561M of Donnelley Financial Solutions stock for Q3 2018, up 6.9% quarter-over-quarter.
  • 16 funds opened new Donnelley Financial Solutions positions in Q3 2018 and 28 closed out, a net change of -12 holders.
  • The largest Donnelley Financial Solutions buyer in Q3 2018 was Wedge Capital Management, an estimated $17.2M added.
  • The largest Donnelley Financial Solutions seller in Q3 2018 was LSV Asset Management, an estimated $5.42M sold.

Based on aggregated 13F filings for Q3 2018.