|
801
|
Axxcess Wealth Management
Carlsbad,
California
|
–
|
-$9.16M
|
-240,475
|
Closed
|
|
|
802
|
Westwood Wealth Management
Los Angeles,
California
|
–
|
-$8.89M
|
-233,188
|
Closed
|
|
|
803
|
SOL Capital Management
Rockville,
Maryland
|
–
|
-$4.53M
|
-118,931
|
Closed
|
|
|
804
|
Quadrature Capital
London,
United Kingdom
|
–
|
-$1.6M
|
-41,908
|
Closed
|
|
|
805
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$1.45M
|
-36,589
|
Closed
|
|
|
806
|
Independent Financial Group
San Diego,
California
|
–
|
-$795K
|
-20,858
|
Closed
|
|
|
807
|
GTS Securities
Miami,
Florida
|
–
|
-$747K
|
-19,600
|
Closed
|
|
|
808
|
Johnson Financial Group LLC (Colorado)
Denver,
Colorado
|
–
|
-$680K
|
-17,854
|
Closed
|
|
|
809
|
Silver Oak Securities
Jackson,
Tennessee
|
–
|
-$576K
|
-15,027
|
Closed
|
|
|
810
|
TIAA Trust, National Association
Charlotte,
North Carolina
|
–
|
-$407K
|
-10,680
|
Closed
|
|
|
811
|
Signal Advisors Wealth
Detroit,
Michigan
|
–
|
-$361K
|
-9,472
|
Closed
|
|
|
812
|
Certuity
North Palm Beach,
Florida
|
–
|
-$274K
|
-7,177
|
Closed
|
|
|
813
|
Evergreen Capital Management
Bellevue,
Washington
|
–
|
-$210K
|
-5,520
|
Closed
|
|
|
814
|
Align Financial
Hermantown,
Minnesota
|
–
|
-$2.17K
|
-2,172
|
Closed
|
|
|
815
|
Bessemer Group
Woodbridge,
New Jersey
|
–
|
-$51K
|
-1,339
|
Closed
|
|
|
816
|
Spurstone Advisory Services
Higganum,
Connecticut
|
–
|
-$5.11K
|
-134
|
Closed
|
|
|
817
|
Lloyd Advisory Services
Suwanee,
Georgia
|
–
|
-$212
|
-6
|
Closed
|
|
|
818
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
–
|
-$157
|
-4
|
Closed
|
|
