|
1001
|
TS Financial Group (TSFG)
Lake Forest,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
1002
|
WMS Partners
Towson,
Maryland
|
–
|
-$31M
|
-895,595
|
Closed
|
|
|
1003
|
Financial Harvest
Winter Park,
Florida
|
–
|
-$18.3M
|
-528,275
|
Closed
|
|
|
1004
|
KG&L Capital Management
Saint Francisville,
Louisiana
|
–
|
-$7.66M
|
-221,554
|
Closed
|
|
|
1005
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$3.18M
|
-92,001
|
Closed
|
|
|
1006
|
|
–
|
-$1.83M
|
-52,713
|
Closed
|
|
|
1007
|
Neuberger Berman Group
New York
|
–
|
-$1.28M
|
-37,071
|
Closed
|
|
|
1008
|
Symphony Financial
Houston,
Texas
|
–
|
-$1.16M
|
-32,434
|
Closed
|
|
|
1009
|
|
–
|
-$1.08M
|
-31,161
|
Closed
|
|
|
1010
|
Miller Equity Capital Advisors
Irving,
Texas
|
–
|
-$898K
|
-25,955
|
Closed
|
|
|
1011
|
Independent Advisor Alliance
Charlotte,
North Carolina
|
–
|
-$865K
|
-25,013
|
Closed
|
|
|
1012
|
Elser Financial Planning
Indianapolis,
Indiana
|
–
|
-$786K
|
-22,730
|
Closed
|
|
|
1013
|
Flow Traders U.S.
New York
|
–
|
-$746K
|
-21,565
|
Closed
|
|
|
1014
|
Human Investing
Lake Oswego,
Oregon
|
–
|
-$586K
|
-16,945
|
Closed
|
|
|
1015
|
GDS Wealth Management
Flower Mound,
Texas
|
–
|
-$547K
|
-15,806
|
Closed
|
|
|
1016
|
Stark Wealth Management
Bethlehem,
Pennsylvania
|
–
|
-$443K
|
-12,798
|
Closed
|
|
|
1017
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
–
|
-$411K
|
-11,444
|
Closed
|
|
|
1018
|
Tower Research Capital (TRC)
New York
|
–
|
-$298K
|
-8,603
|
Closed
|
|
|
1019
|
Cascade Wealth Advisors
Wenatchee,
Washington
|
–
|
-$269K
|
-7,770
|
Closed
|
|
|
1020
|
CoreFirst Bank & Trust
Topeka,
Kansas
|
–
|
-$268K
|
-7,734
|
Closed
|
|
|
1021
|
Atomi Financial Group
New York
|
–
|
-$257K
|
-7,436
|
Closed
|
|
|
1022
|
Moloney Securities Asset Management
Manchester,
Missouri
|
–
|
-$246K
|
-7,112
|
Closed
|
|
|
1023
|
Prosperitas Financial
Valencia,
California
|
–
|
-$237K
|
-6,842
|
Closed
|
|
|
1024
|
Fifth Third Wealth Advisors
Cincinnati,
Ohio
|
–
|
-$232K
|
-6,718
|
Closed
|
|
|
1025
|
Bridges Investment Management
Omaha,
Nebraska
|
–
|
-$230K
|
-6,650
|
Closed
|
|
