|
201
|
M&R Capital Management
Summit,
New Jersey
|
$3K
|
–
|
–
|
–
|
|
|
202
|
Cutler Group
San Francisco,
California
|
$3K
|
+$3.03K
|
+100
|
New
|
|
|
203
|
Simplex Trading
Chicago,
Illinois
|
$3K
|
+$3.03K
|
+100
|
New
|
|
|
204
|
Cribstone Capital Management
Augusta,
Maine
|
$2K
|
–
|
–
|
–
|
|
|
205
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
-$165K
|
-5,460
|
-100%
|
|
|
206
|
|
$1K
|
–
|
–
|
–
|
|
|
207
|
FundX Investment Group
San Francisco,
California
|
–
|
-$9.72M
|
-323,700
|
Closed
|
|
|
208
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
–
|
-$3.39M
|
-112,807
|
Closed
|
|
|
209
|
Northwest Wealth Management
Spencer,
Iowa
|
–
|
-$3.15M
|
-104,945
|
Closed
|
|
|
210
|
Lido Advisors
Los Angeles,
California
|
–
|
-$2.82M
|
-94,031
|
Closed
|
|
|
211
|
Almanack Investment Partners
Wayne,
Pennsylvania
|
–
|
-$872K
|
-29,034
|
Closed
|
|
|
212
|
Cornerstone Financial Partners
Huntersville,
North Carolina
|
–
|
-$852K
|
-28,334
|
Closed
|
|
|
213
|
Cornerstone Wealth Management
St. Peters,
Missouri
|
–
|
-$520K
|
-17,279
|
Closed
|
|
|
214
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$442K
|
-14,740
|
Closed
|
|
|
215
|
Synovus Financial
Columbus,
Georgia
|
–
|
-$416K
|
-13,857
|
Closed
|
|
|
216
|
Cetera Investment Management
El Segundo,
California
|
–
|
-$276K
|
-9,218
|
Closed
|
|
|
217
|
First Capital Advisors Group
Little Silver,
New Jersey
|
–
|
-$269K
|
-8,970
|
Closed
|
|
|
218
|
CIBC Bank USA
Chicago,
Illinois
|
–
|
-$247K
|
-8,242
|
Closed
|
|
|
219
|
Peak Financial Management
Wellesley,
Massachusetts
|
–
|
-$231K
|
-7,711
|
Closed
|
|
|
220
|
Dynamic Advisor Solutions
Phoenix,
Arizona
|
–
|
-$227K
|
-7,568
|
Closed
|
|
|
221
|
Park Avenue Securities
New York
|
–
|
-$228K
|
-7,558
|
Closed
|
|
|
222
|
Pinnacle Advisory Group
Columbia,
Maryland
|
–
|
-$215K
|
-7,169
|
Closed
|
|
|
223
|
RPg Family Wealth Advisory
Burlington,
Massachusetts
|
–
|
-$112K
|
-3,719
|
Closed
|
|
|
224
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$25K
|
-840
|
Closed
|
|
|
225
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$16K
|
-520
|
Closed
|
|
