|
201
|
SG Americas Securities
New York
|
–
|
-$470K
|
-35,147
|
Closed
|
|
|
202
|
Regis Management Company
Menlo Park,
California
|
–
|
-$351K
|
-26,297
|
Closed
|
|
|
203
|
Bank of the West
Monterey Park,
California
|
–
|
-$267K
|
-20,014
|
Closed
|
|
|
204
|
Personal Capital Advisors
Redwood City,
California
|
–
|
-$193K
|
-14,429
|
Closed
|
|
|
205
|
First Allied Advisory Services
San Diego,
California
|
–
|
-$164K
|
-12,256
|
Closed
|
|
|
206
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
–
|
-$157K
|
-11,762
|
Closed
|
|
|
207
|
National Planning Corporation
El Segundo,
California
|
–
|
-$143K
|
-11,386
|
Closed
|
|
|
208
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$137K
|
-10,273
|
Closed
|
|
|
209
|
VSR Financial Services
Overland Park,
Kansas
|
–
|
-$135K
|
-10,103
|
Closed
|
|
|
210
|
IndexIQ Advisors
New York
|
–
|
-$118K
|
-8,856
|
Closed
|
|
|
211
|
Hirtle Callaghan & Co
West Conshohocken,
Pennsylvania
|
–
|
-$95K
|
-7,066
|
Closed
|
|
|
212
|
Crosspoint Capital Strategies
Orinda,
California
|
–
|
-$69K
|
-3,720
|
Closed
|
|
|
213
|
FineMark National Bank & Trust
Fort Myers,
Florida
|
–
|
-$34K
|
-2,514
|
Closed
|
|
|
214
|
RPg Family Wealth Advisory
Burlington,
Massachusetts
|
–
|
-$28.6K
|
-2,139
|
Closed
|
|
|
215
|
First Interstate Bank
Billings,
Montana
|
–
|
-$26K
|
-1,915
|
Closed
|
|
|
216
|
Lenox Wealth Advisors
New York
|
–
|
-$15K
|
-1,135
|
Closed
|
|
|
217
|
Tompkins Financial
Ithaca,
New York
|
–
|
-$10K
|
-739
|
Closed
|
|
|
218
|
Efficient Market Advisors
San Diego,
California
|
–
|
-$7K
|
-510
|
Closed
|
|
|
219
|
Vantage Investment Advisors
State College,
Pennsylvania
|
–
|
-$6K
|
-439
|
Closed
|
|
|
220
|
|
–
|
-$3K
|
-200
|
Closed
|
|
|
221
|
Allegis Investment Advisors
Idaho Falls,
Idaho
|
–
|
-$2K
|
-175
|
Closed
|
|
|
222
|
High Point Bank & Trust
High Point,
North Carolina
|
–
|
-$2K
|
-168
|
Closed
|
|
|
223
|
Ausdal Financial Partners
Davenport,
Iowa
|
–
|
-$2K
|
-145
|
Closed
|
|
|
224
|
Apriem Advisors
Irvine,
California
|
–
|
+$153
|
+12
|
New
|
|
